|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$2.95M
|
-263,928
|
Closed
|
|
|
2
|
Matisse Capital
Portland,
Oregon
|
–
|
-$1.72M
|
-153,559
|
Closed
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$1.7M
|
-151,476
|
Closed
|
|
|
4
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$1.19M
|
-106,105
|
Closed
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$1.13M
|
-100,876
|
Closed
|
|
|
6
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$794K
|
-70,955
|
Closed
|
|
|
7
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$623K
|
-55,734
|
Closed
|
|
|
8
|
Saba Capital Management
New York
|
–
|
-$498K
|
-44,492
|
Closed
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
–
|
-$321K
|
-28,668
|
Closed
|
|
|
10
|
Geode Capital Management
Boston,
Massachusetts
|
–
|
-$274K
|
-24,550
|
Closed
|
|
|
11
|
|
–
|
-$177K
|
-15,855
|
Closed
|
|
|
12
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$86K
|
-7,675
|
Closed
|
|
|
13
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$72K
|
-6,400
|
Closed
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$69K
|
-6,151
|
Closed
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
–
|
-$56K
|
-4,999
|
Closed
|
|
|
16
|
M&R Capital Management
Summit,
New Jersey
|
–
|
-$11K
|
-1,000
|
Closed
|
|
|
17
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$4K
|
-355
|
Closed
|
|
