|
1
|
|
$4.32M
|
+$860K
|
+59,970
|
+25%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$2.04M
|
+$2M
|
+139,652
|
New
|
|
|
3
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$1.86M
|
+$1.82M
|
+127,000
|
New
|
|
|
4
|
|
$1.84M
|
+$1.41M
|
+98,209
|
+353%
|
|
|
5
|
|
$1.51M
|
-$57.9K
|
-4,039
|
-4%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$1.24M
|
+$320K
|
+22,298
|
+36%
|
|
|
7
|
HighTower Advisors
Chicago,
Illinois
|
$867K
|
+$851K
|
+59,350
|
New
|
|
|
8
|
Karpus Investment Management
Pittsford,
New York
|
$682K
|
+$244K
|
+17,000
|
+57%
|
|
|
9
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$613K
|
+$100K
|
+7,000
|
+20%
|
|
|
10
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$457K
|
-$62.4K
|
-4,350
|
-12%
|
|
|
11
|
Smith, Moore & Co
Clayton,
Missouri
|
$437K
|
+$429K
|
+29,935
|
New
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
$339K
|
-$565K
|
-39,395
|
-63%
|
|
|
13
|
Virtu KCG Holdings
New York
|
$313K
|
+$307K
|
+21,425
|
New
|
|
|
14
|
|
$209K
|
-$4.3K
|
-300
|
-2%
|
|
|
15
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$188K
|
+$184K
|
+12,843
|
New
|
|
|
16
|
Trutina Financial
Bellevue,
Washington
|
$182K
|
+$179K
|
+12,496
|
New
|
|
|
17
|
|
$167K
|
+$164K
|
+11,431
|
New
|
|
|
18
|
VanEck Associates
New York
|
$115K
|
+$4.11K
|
+287
|
+4%
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$108K
|
+$4.63K
|
+323
|
+5%
|
|
|
20
|
Prelude Capital Management
New York
|
$44K
|
+$43K
|
+3,000
|
New
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$39K
|
+$24.4K
|
+1,700
|
+170%
|
|
|
22
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$26K
|
+$25.8K
|
+1,801
|
New
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$20K
|
+$3.56K
|
+248
|
+22%
|
|
