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ETUA
EUNITS 2 YR U S EQUITY MKT UIT (MA)
ETUA
ETUA
Delisted
ETUA was delisted on the 24th of January, 2014.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Commonwealth Equity Services
Waltham,
Massachusetts
| $7.74M | -$63.3K | -5,487 | -0.8% |
|
| 2 |
WAM
2
Weiss Asset Management
Boston,
Massachusetts
| $789K | +$41.8K | +3,624 | +6% |
|
| 3 |
CS
3
Credit Suisse
Zurich,
Switzerland
| $587K | +$577K | +50,000 | New |
|
| 4 |
U
4
UBS
Zurich,
Switzerland
| $412K | +$80.3K | +6,960 | +25% |
|
| 5 |
5
HighTower Advisors
Chicago,
Illinois
| $271K | +$267K | +23,125 | New |
|
| 6 |
TJHA
6
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $101K | -$33.5K | -2,900 | -25% |
|
| 7 |
7
BNP Paribas Financial Markets
Paris,
France
| $18.7K | +$18.5K | +1,600 | New |
|
| 8 |
BBPWM
8
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| – | -$691K | -60,915 | Closed |
|
| 9 |
TRCT
9
Tower Research Capital (TRC)
New York
| – | -$3K | -300 | Closed |
|