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Eton Pharmaceutcials

14 hedge funds and large institutions have $18.9M invested in Eton Pharmaceutcials in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

31% more capital invested

Capital invested by funds: $14.4M → $18.9M (+$4.49M)

1.9% more ownership

Funds ownership: 12.82%14.73% (+1.9%)

0% more funds holding

Funds holding: 1414 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
14
Holders Change
Holders Change %
0%
% of All Funds
0.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
2
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OM
1
Opaleye Management
Massachusetts
$10.6M +$1.88M +304,456 +26%
AIC
2
AWM Investment Company
New York
$3.72M +$206K +33,416 +7%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.03M +$149K +24,096 +9%
PCM
4
Prelude Capital Management
New York
$921K +$334K +54,023 +73%
BlackRock
5
BlackRock
New York
$532K +$228K +36,874 +100%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$462K +$390K +63,111 +5,706%
CWM
7
Centric Wealth Management
Illinois
$202K +$173K +28,000 New
First Trust Advisors
8
First Trust Advisors
Illinois
$174K -$2.55K -413 -2%
Northern Trust
9
Northern Trust
Illinois
$154K
Wells Fargo
10
Wells Fargo
California
$43K
Morgan Stanley
11
Morgan Stanley
New York
$36K +$259 +42 +0.8%
UBS Group
12
UBS Group
Switzerland
$18K +$15.8K +2,550 New
PMFA
13
Plante Moran Financial Advisors
Michigan
$14K +$12.4K +2,000 New
DC
14
Diametric Capital
Massachusetts
-$1.03M -163,033 Closed
FAAS
15
First Allied Advisory Services
California
-$228K -36,146 Closed
Victory Capital Management
16
Victory Capital Management
Texas
-$13K -2,127 Closed
TRCT
17
Tower Research Capital (TRC)
New York
-$7.94K -1,285 -98%

ETON Hedge Fund Activity: Q4 2019 in Review

14 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Eton Pharmaceutcials (ETON) for Q4 2019, worth a combined $18.9M — up 31% from $14.4M a quarter earlier.

Fund positioning in ETON was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 7 added to existing stakes and 2 trimmed.

The largest buyer was Opaleye Management, adding an estimated $1.88M. The largest seller was Diametric Capital, exiting entirely with an estimated $1.03M sold.

  • 14 institutional investors held Eton Pharmaceutcials (ETON) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $18.9M of Eton Pharmaceutcials stock for Q4 2019, up 31% quarter-over-quarter.
  • 3 funds opened new Eton Pharmaceutcials positions in Q4 2019 and 3 closed out, a net change of 0 holders.
  • The largest Eton Pharmaceutcials buyer in Q4 2019 was Opaleye Management, an estimated $1.88M added.
  • The largest Eton Pharmaceutcials seller in Q4 2019 was Diametric Capital, an estimated $1.03M sold.

Based on aggregated 13F filings for Q4 2019.