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ETJ

Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ

71 hedge funds and large institutions have $188M invested in Eaton Vance Risk-Managed Diversified Equity Income Fund in 2014 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

1% more funds holding

Funds holding: 70 → 71 (+1)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

0.46% more ownership

Funds ownership: 24.58% → 25.04% (+0.46%)

3% less capital invested

Capital invested by funds: $194M → $188M (-$5.72M)

22% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 27

Holders
71
Holders Change
+1
Holders Change %
+1.43%
% of All Funds
2.05%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
13
Increased
21
Reduced
27
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$6.43M
2
PPA
Parametric Portfolio Associates
Washington
+$3.52M
3
U
UBS
Switzerland
+$3.48M
4
RJA
Raymond James & Associates
Florida
+$1.97M
5
Morgan Stanley
Morgan Stanley
New York
+$1.67M

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$13M
2
AA
Ancora Advisors
Ohio
-$2.8M
3
SG Americas Securities
SG Americas Securities
New York
-$1.87M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
-$1.52M
5
RCM
Robinson Capital Management
Michigan
-$1.37M
Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
26
Sterneck Capital Management
Missouri
$1.11M -$330K -28,860 -23%
CT
27
CMT Trading
Illinois
$958K +$969K +84,788 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$891K -$51.3K -4,490 -5%
JG
29
Jefferies Group
New York
$791K -$114K -10,000 -13%
Bank of America
30
Bank of America
North Carolina
$789K -$347K -30,336 -30%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$772K -$1.52M -133,448 -66%
BNP Paribas Financial Markets
32
BNP Paribas Financial Markets
France
$678K -$126K -10,992 -15%
IT
33
Independence Trust
Tennessee
$665K – – –
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$568K +$575K +50,296 New
EVM
35
Eaton Vance Management
Massachusetts
$561K -$57.1K -5,000 -10%
HCM
36
Hollencrest Capital Management
California
$557K -$109K -9,500 -16%
FAM
37
Formidable Asset Management
Ohio
$519K +$571 +50 +0.1%
DC
38
Davenport & Co
Virginia
$451K +$5.71K +500 +1%
ICAS
39
Investors Capital Advisory Services
Massachusetts
$383K -$23.1K -2,025 -6%
CAN
40
Cetera Advisor Networks
California
$361K -$457K -40,000 -56%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$353K -$11.8K -1,036 -3%
Stifel Financial
42
Stifel Financial
Missouri
$288K +$292K +25,522 New
Ameriprise
43
Ameriprise
Minnesota
$270K -$17.5K -1,533 -6%
NPC
44
National Planning Corporation
California
$261K -$5.71K -500 -2%
DIA
45
Dana Investment Advisors
Wisconsin
$248K +$1.84K +161 +0.7%
CFA
46
Carroll Financial Associates
North Carolina
$237K – – –
AWA
47
Arete Wealth Advisors
Illinois
$230K +$232K +20,311 New
BRWA
48
B. Riley Wealth Advisors
Florida
$221K -$150K -13,130 -40%
AIG
49
American International Group
New York
$207K +$131K +11,500 +168%
LTFS
50
Ladenburg Thalmann Financial Services
Florida
$200K +$6.75K +591 +3%
1
2
3 4

ETJ Hedge Fund Activity: Q1 2014 in Review

71 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Risk-Managed Diversified Equity Income Fund (ETJ) for Q1 2014, worth a combined $188M — down 2.9% from $194M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new ETJ positions and 12 closed out — a net gain of 1 holder — while 21 added to existing stakes and 27 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $6.43M. The largest seller was Rivernorth Capital Management, cutting an estimated $13M.

  • 71 institutional investors held Eaton Vance Risk-Managed Diversified Equity Income Fund (ETJ) as of Q1 2014, up from 70 in Q4 2013.
  • Funds reported $188M of Eaton Vance Risk-Managed Diversified Equity Income Fund stock for Q1 2014, down 2.9% quarter-over-quarter.
  • 13 funds opened new Eaton Vance Risk-Managed Diversified Equity Income Fund positions in Q1 2014 and 12 closed out, a net change of +1 holder.
  • The largest Eaton Vance Risk-Managed Diversified Equity Income Fund buyer in Q1 2014 was Sit Investment Associates, an estimated $6.43M added.
  • The largest Eaton Vance Risk-Managed Diversified Equity Income Fund seller in Q1 2014 was Rivernorth Capital Management, an estimated $13M sold.

Based on aggregated 13F filings for Q1 2014.