State Street SPDR S&P SmallCap 600 ESG ETF
ESIX
ESIX was delisted on the 12th of May, 2026.
4 hedge funds and large institutions have $248K invested in State Street SPDR S&P SmallCap 600 ESG ETF in 2023 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
33% more funds holding
Funds holding: 3 → 4 (+1)
14.84% less ownership
Funds ownership: 24.66% → 9.82% (-15%)
62% less capital invested
Capital invested by funds: $654K → $248K (-$406K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$5.59K |
| 2 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$107 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCS
Retirement Capital Strategies
San Jose,
California
|
-$415K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Cetera Investment Advisers
Schaumburg,
Illinois
| $227K | +$107 | +4 | +0% |
|
|
NS
2
NBC Securities
Birmingham,
Alabama
| $14K | +$15.3K | +575 | New |
|
|
3
Morgan Stanley
New York
| $5.32K | +$5.59K | +210 | New |
|
4
Osaic Holdings
Scottsdale,
Arizona
| $1.93K | – | – | – |
|
|
RCS
5
Retirement Capital Strategies
San Jose,
California
| – | -$415K | -15,632 | Closed |
|
ESIX Hedge Fund Activity: Q3 2023 in Review
4 of the 6,304 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P SmallCap 600 ESG ETF (ESIX) for Q3 2023, worth a combined $248K — down 62% from $654K a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new ESIX positions and 1 closed out — a net gain of 1 holder — while 1 added to existing stakes and 0 trimmed.
The largest buyer was Morgan Stanley, opening a new position worth an estimated $5.59K. The largest seller was Retirement Capital Strategies, exiting entirely with an estimated $415K sold.
- 4 institutional investors held State Street SPDR S&P SmallCap 600 ESG ETF (ESIX) as of Q3 2023, up from 3 in Q2 2023.
- Funds reported $248K of State Street SPDR S&P SmallCap 600 ESG ETF stock for Q3 2023, down 62% quarter-over-quarter.
- 2 funds opened new State Street SPDR S&P SmallCap 600 ESG ETF positions in Q3 2023 and 1 closed out, a net change of +1 holder.
- The largest State Street SPDR S&P SmallCap 600 ESG ETF buyer in Q3 2023 was Morgan Stanley, an estimated $5.59K added.
- The largest State Street SPDR S&P SmallCap 600 ESG ETF seller in Q3 2023 was Retirement Capital Strategies, an estimated $415K sold.
Based on aggregated 13F filings for Q3 2023.