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Northern Trust STOXX Global ESG Select ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
1
SK Wealth Management
Rhode Island
$7.52M -$522K -2,344 -7%
FA
2
Forefront Analytics
Pennsylvania
$5.05M -$5.02M -22,570 -51%
FTUS
3
Flow Traders U.S.
New York
$4.23M +$4.04M +18,140 New
Ameriprise
4
Ameriprise
Minnesota
$2.42M +$109K +488 +5%
CA
5
CoreCap Advisors
Michigan
$2.15M +$110K +494 +6%
LPL Financial
6
LPL Financial
California
$1.83M +$41K +184 +2%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$1.4M +$47.4K +213 +4%
Citadel Advisors
8
Citadel Advisors
Florida
$1.26M -$4.54M -20,377 -79%
HighTower Advisors
9
HighTower Advisors
Illinois
$1.22M +$126K +564 +12%
FPCP
10
Fort Point Capital Partners
California
$1.14M
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.05M -$5.79K -26 -0.6%
UBS Group
12
UBS Group
Switzerland
$987K +$38.7K +174 +4%
WDL
13
Well Done LLC
Michigan
$831K
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$634K +$49K +220 +9%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$539K -$97.7K -439 -16%
Raymond James Financial
16
Raymond James Financial
Florida
$499K -$336K -1,511 -41%
CF
17
Centaurus Financial
California
$448K -$322K -1,446 -43%
MIA
18
Milestone Investment Advisors
Wisconsin
$441K -$10K -45 -2%
Osaic Holdings
19
Osaic Holdings
Arizona
$433K -$6.01K -27 -1%
HCM
20
Hall Capital Management
Rhode Island
$381K
SPC
21
Sigma Planning Corp
Michigan
$361K +$7.34K +33 +2%
Jane Street
22
Jane Street
New York
$357K +$341K +1,531 New
BWP
23
BSW Wealth Partners
Colorado
$328K
Bank of America
24
Bank of America
North Carolina
$261K +$11.1K +50 +5%
HWP
25
Highline Wealth Partners
California
$131K +$668 +3 +0.5%