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ERH

Allspring Utilities & High Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BA
1
Bridge Advisory
California
$2.84M +$308K +22,651 +13%
Morgan Stanley
2
Morgan Stanley
New York
$2.39M -$54.7K -4,025 -2%
Stifel Financial
3
Stifel Financial
Missouri
$649K +$24K +1,764 +4%
Osaic Holdings
4
Osaic Holdings
Arizona
$544K -$50.1K -3,687 -9%
CA
5
Cetera Advisors
Colorado
$360K -$13.6K -1,000 -4%
CAN
6
Cetera Advisor Networks
California
$271K -$13.9K -1,020 -5%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$240K +$7.81K +574 +3%
WAM
8
Wolverine Asset Management
Illinois
$221K +$215K +15,827 New
UBS Group
9
UBS Group
Switzerland
$138K -$71.7K -5,274 -35%
PA
10
PSI Advisors
Florida
$128K -$4.08K -300 -3%
CHC
11
City Holding Co
West Virginia
$58K
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$50K
Bank of America
13
Bank of America
North Carolina
$48K -$109K -8,000 -70%
PFS
14
Prospera Financial Services
Texas
$28K +$27.2K +2,000 New
MA
15
Montag & Associates
Georgia
$16K
LF
16
Lee Financial
Texas
$15K
Wells Fargo
17
Wells Fargo
California
$12K +$14 +1 +0.1%
GWM
18
Geneos Wealth Management
Colorado
$8K
SWM
19
Selective Wealth Management
Virginia
$7K
FIA
20
FNY Investment Advisers
New York
$5K +$5.44K +400 New
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$4K +$3.74K +275 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
-$580K -39,386 Closed
AA
23
Addison Advisors
Vermont
-$31K -2,106 Closed
CA
24
CoreCap Advisors
Michigan
-$21K -1,400 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
-$4K -300 Closed