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First Trust North American Energy Infrastructure Fund
EMLP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.7M +$75M +3,180,672 New
Bank of America
2
Bank of America
North Carolina
$39.6M +$40.3M +1,706,899 New
WF
3
Welch & Forbes
Massachusetts
$20.3M +$20.7M +877,535 New
Wells Fargo
4
Wells Fargo
California
$14.8M +$15.1M +638,784 New
U
5
UBS
Switzerland
$9.99M +$10.2M +430,832 New
BFA
6
Beaumont Financial Advisors
Massachusetts
$8.45M +$8.6M +364,639 New
LPL Financial
7
LPL Financial
California
$8.1M +$8.24M +349,513 New
Thrivent Financial for Lutherans
8
Thrivent Financial for Lutherans
Minnesota
$3.79M +$3.85M +163,353 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.47M +$3.53M +149,690 New
RJA
10
Raymond James & Associates
Florida
$3.28M +$3.33M +141,348 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.26M +$2.3M +97,404 New
AIG
12
American International Group
New York
$2.25M +$2.29M +97,060 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.94M +$1.97M +83,545 New
NEPWA
14
New England Private Wealth Advisors
Massachusetts
$1.72M +$1.76M +74,468 New
SB
15
Suntrust Banks
Georgia
$1.57M +$1.6M +67,704 New
IH
16
IFC Holdings
Florida
$1.36M +$1.39M +58,999 New
B
17
Baird
Wisconsin
$1.1M +$1.12M +47,291 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.07M +$1.09M +46,179 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.02M +$1.04M +43,992 New
SCA
20
Salient Capital Advisors
Texas
$1.01M +$1.03M +43,668 New
SNC
21
Stifel Nicolaus & Co
Missouri
$992K +$1.01M +42,799 New
JP Morgan Chase
22
JP Morgan Chase
New York
$974K +$991K +42,031 New
AIM
23
Aspen Investment Management
Michigan
$743K +$756K +32,043 New
AI
24
Atria Investments
North Carolina
$731K +$744K +31,543 New
William Blair & Company
25
William Blair & Company
Illinois
$476K +$485K +20,555 New
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