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First Trust North American Energy Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BEI
201
Benjamin Edwards Inc
Missouri
$6K +$5.92K +250 New
S
202
SignatureFD
Georgia
$5K -$28.8K -1,216 -85%
CIAS
203
Capital Investment Advisory Services
North Carolina
$5K – – –
FHA
204
Flagship Harbor Advisors
Massachusetts
$5K – – –
AAM
205
Advisors Asset Management
Colorado
$2K – – –
NFG
206
Next Financial Group
Texas
$2K -$31.4K -1,325 -94%
AWM
207
AllSquare Wealth Management
New York
$2K – – –
NFH
208
NEXT Financial Holdings
Texas
$2K +$2.01K +85 New
Fifth Third Bancorp
209
Fifth Third Bancorp
Ohio
$1K – – –
GI
210
Gradient Investments
Minnesota
$1K +$1.37K +58 New
PWPCM
211
Perella Weinberg Partners Capital Management
New York
– -$10.3M -480,263 Closed
Susquehanna International Group
212
Susquehanna International Group
Pennsylvania
– -$7.26M -338,341 Closed
BC
213
Brookfield Corp
Ontario, Canada
– -$1.3M -60,673 Closed
CA
214
Commerzbank Aktiengesellschaft
Germany
– -$1.07M -50,000 Closed
NIM
215
NXG Investment Management
Texas
– -$572K -26,682 Closed
CSIA
216
Charles Schwab Investment Advisory
California
– -$513K -23,881 Closed
Mariner
217
Mariner
Kansas
– -$480K -22,396 Closed
AAS
218
Avantax Advisory Services
Texas
– -$400K -18,673 Closed
PFS
219
Prospera Financial Services
Texas
– -$403K -18,609 Closed
TAM
220
Tocqueville Asset Management
New York
– -$279K -13,020 Closed
CS
221
Credit Suisse
Switzerland
– -$271K -12,633 Closed
TSS
222
Two Sigma Securities
New York
– -$249K -11,587 Closed
FWM
223
Foresight Wealth Management
Utah
– -$225K -10,500 Closed
Cetera Investment Advisers
224
Cetera Investment Advisers
Illinois
– -$222K -10,389 Closed
BRWA
225
B. Riley Wealth Advisors
Florida
– -$212K -9,877 Closed