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First Trust North American Energy Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KA
101
Kovack Advisors
Florida
$420K +$420K +16,619 New
LA
102
LVW Advisors
New York
$419K +$25.7K +1,015 +7%
Cetera Investment Advisers
103
Cetera Investment Advisers
Illinois
$399K +$35.8K +1,414 +10%
HCMNY
104
Howard Capital Management (New York)
New York
$396K +$396K +15,662 New
NPC
105
National Planning Corporation
California
$381K +$52.2K +2,064 +16%
Bank of New York Mellon
106
Bank of New York Mellon
New York
$369K +$38.2K +1,511 +12%
HCIA
107
Hochman Cole Investment Advisors
Illinois
$367K -$16.6K -655 -4%
AIM
108
Aspen Investment Management
Michigan
$361K +$69.6K +2,750 +24%
KA
109
Klingman & Associates
New York
$347K
CP
110
Camelot Portfolios
Ohio
$321K -$37.6K -1,485 -10%
CWM
111
Concert Wealth Management
California
$313K
CPIG
112
Chicago Partners Investment Group
Illinois
$309K +$231K +9,126 +295%
SI
113
SII Investments
Wisconsin
$264K +$265K +10,459 New
DLCIG
114
D.L. Carlson Investment Group
New Hampshire
$247K -$17.1K -675 -6%
CWM
115
Cornerstone Wealth Management
Missouri
$236K +$19.6K +776 +9%
DAC
116
Dividend Assets Capital
South Carolina
$235K -$19.5K -770 -8%
Citigroup
117
Citigroup
New York
$221K +$38.4K +1,516 +21%
FNBT
118
FineMark National Bank & Trust
Florida
$208K
MWP
119
MYCIO Wealth Partners
Pennsylvania
$202K +$202K +7,977 New
BF
120
BOK Financial
Oklahoma
$201K +$202K +7,980 New
M
121
MOTCO
Texas
$143K +$143K +5,669 New
SSB
122
Sandy Spring Bank
Maryland
$132K +$24.7K +975 +23%
US Bancorp
123
US Bancorp
Minnesota
$63K
WA
124
WFG Advisors
Texas
$56K +$13.3K +525 +31%
SPIA
125
Steward Partners Investment Advisory
New York
$55K