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First Trust North American Energy Infrastructure Fund
EMLP

Name Holding Trade Value Shares
Change 		Change in
Stake
RIA
251
Regal Investment Advisors
Michigan
– -$419K -16,425 Closed
V
252
Veritable
Delaware
– -$369K -14,466 Closed
CA
253
Cetera Advisors
Colorado
– -$353K -13,957 Closed
KA
254
Klingman & Associates
New York
– -$349K -13,696 Closed
SS
255
Sunbelt Securities
Texas
– -$330K -12,956 Closed
AWM
256
Avitas Wealth Management
California
– -$325K -12,765 Closed
FAIM
257
Financial Advocates Investment Management
Washington
– -$323K -12,689 Closed
AI
258
Atria Investments
North Carolina
– -$281K -11,012 Closed
HIS
259
Harvest Investment Services
Illinois
– -$277K -10,888 Closed
WAP
260
Wealthcare Advisory Partners
Pennsylvania
– -$254K -9,947 Closed
CA
261
Cambridge Advisors
Nebraska
– -$240K -9,409 Closed
SS
262
Simplicity Solutions
Minnesota
– -$239K -9,394 Closed
Koshinski Asset Management
263
Koshinski Asset Management
Illinois
– -$225K -8,880 Closed
FAM
264
Formidable Asset Management
Ohio
– -$229K -8,787 Closed
HA
265
HYA Advisors
Missouri
– -$211K -8,270 Closed
Renaissance Technologies
266
Renaissance Technologies
New York
– -$209K -8,200 Closed
RIA
267
Realta Investment Advisors
Delaware
– -$132K -5,370 Closed
PA
268
Parallel Advisors
California
– -$123K -4,835 Closed
CCM
269
Covington Capital Management
California
– -$107K -4,180 Closed
MWP
270
MYCIO Wealth Partners
Pennsylvania
– -$87K -3,403 Closed
TRCT
271
Tower Research Capital (TRC)
New York
– -$76K -2,964 Closed
EDRH
272
Edmond de Rothschild Holding
Switzerland
– -$51K -2,000 Closed
POIA
273
Pin Oak Investment Advisors
Texas
– -$43K -1,686 Closed
CYG
274
Clean Yield Group
Vermont
– -$42K -1,666 Closed
WQ
275
Wealth Quarterback
New Jersey
– -$38.6K -1,513 Closed
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11
12