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First Trust North American Energy Infrastructure Fund
EMLP

Name Holding Trade Value Shares
Change 		Change in
Stake
KM
226
Kalos Management
Georgia
– -$289K -14,300 Closed
IFWM
227
Institute for Wealth Management
Colorado
– -$253K -14,237 Closed
WWM
228
Western Wealth Management
Colorado
– -$189K -10,526 Closed
BWCS
229
Beirne Wealth Consulting Services
Connecticut
– -$183K -10,289 Closed
FFN
230
Focus Financial Network
Minnesota
– -$182K -10,239 Closed
CF
231
Centaurus Financial
California
– -$128K -7,221 Closed
BCA
232
Berman Capital Advisors
Georgia
– -$99K -5,602 Closed
CAN
233
Claraphi Advisory Network
United States
– -$96K -5,396 Closed
RAM
234
Riggs Asset Management
Pennsylvania
– -$61K -3,465 Closed
CP
235
Corbenic Partners
Pennsylvania
– -$47K -2,659 Closed
AIC
236
Ameritas Investment Company
Nebraska
– -$42K -2,346 Closed
NFG
237
Next Financial Group
Texas
– -$39K -2,181 Closed
SF
238
Synovus Financial
Georgia
– -$31K -1,687 Closed
NEIRG
239
New England Investment & Retirement Group
Massachusetts
– -$25K -1,426 Closed
SMFS
240
Squar Milner Financial Services
California
– -$18K -1,050 Closed
VRM
241
Vectors Research Management
New York
– -$15K -848 Closed
ASN
242
Advisory Services Network
Georgia
– -$12K -651 Closed
CFA
243
Carroll Financial Associates
North Carolina
– -$9K -541 Closed
EWM
244
EPG Wealth Management
Georgia
– -$9K -500 Closed
DWM
245
Darwin Wealth Management
Florida
– -$1K -105 Closed
GWMIA
246
Global Wealth Management Investment Advisory
Florida
– -$2K -104 Closed
BHWM
247
Bay Harbor Wealth Management
Maryland
– -$1K -79 Closed
ME
248
McIlrath & Eck
Washington
– -$1K -67 Closed
APC
249
Aspire Private Capital
North Carolina
– -$1K -63 Closed
Fidelity Investments
250
Fidelity Investments
Massachusetts
– -$40 -2 -67%
6 7 8 9
10