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EMD

Western Asset Emerging Markets Debt Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MFW
76
Mosaic Family Wealth
Missouri
$27K – – –
GWM
77
Geneos Wealth Management
Colorado
$23K – – –
BCWM
78
Bartlett & Co Wealth Management
Ohio
$22.1K – – –
BC
79
Bartlett & Co
Ohio
$22K – – –
SIM
80
Sonora Investment Management
Arizona
$19K +$19.4K +1,395 New
WT
81
Washington Trust
Rhode Island
$19K +$20.2K +1,454 New
JFGIW
82
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$18K – – –
FHA
83
Flagship Harbor Advisors
Massachusetts
$16K +$17.6K +1,270 New
RIA
84
RPG Investment Advisory
California
$13K – – –
PNC Financial Services Group
85
PNC Financial Services Group
Pennsylvania
$10K -$20.3K -1,465 -66%
SWM
86
SeaCrest Wealth Management
New York
$9K – – –
FHA
87
First Horizon Advisors
Tennessee
$7K – – –
Northwestern Mutual Wealth Management
88
Northwestern Mutual Wealth Management
Wisconsin
$7K – – –
WWMSC
89
Wagner Wealth Management (South Carolina)
South Carolina
$7K +$7.63K +550 New
SEI Investments
90
SEI Investments
Pennsylvania
$6K +$6.4K +461 New
ARMC
91
American Research & Management Company
Massachusetts
$5K – – –
HNB
92
Huntington National Bank
Ohio
$5K – – –
TCOV
93
Trust Company of Vermont
Vermont
$4K – – –
FIA
94
FNY Investment Advisers
New York
$4K +$5K +360 New
Envestnet Asset Management
95
Envestnet Asset Management
Illinois
$3K – – –
Fifth Third Bancorp
96
Fifth Third Bancorp
Ohio
$3K – – –
NSIM
97
North Star Investment Management
Illinois
$1K – – –
GC
98
Guggenheim Capital
Illinois
– -$1.26M -87,036 Closed
NMC
99
Nine Masts Capital
Hong Kong
– -$690K -47,500 Closed
LCM
100
Laurion Capital Management
New York
– -$578K -39,768 Closed