|
1
|
WBI Investments
Red Bank,
New Jersey
|
$5.25M
|
+$5.32M
|
+73,677
|
New
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$3.44M
|
-$1.23M
|
-17,012
|
-26%
|
|
|
3
|
|
$2.49M
|
+$340K
|
+4,708
|
+15%
|
|
|
4
|
|
$1.84M
|
-$3.36M
|
-46,539
|
-64%
|
|
|
5
|
Kingsview Wealth Management
Grants Pass,
Oregon
|
$1.44M
|
+$296K
|
+4,100
|
+25%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.33M
|
+$78.6K
|
+1,089
|
+6%
|
|
|
7
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$875K
|
+$889K
|
+12,322
|
New
|
|
|
8
|
HM Payson & Co
Portland,
Maine
|
$749K
|
–
|
–
|
–
|
|
|
9
|
|
$627K
|
+$637K
|
+8,826
|
New
|
|
|
10
|
|
$561K
|
+$473K
|
+6,551
|
+494%
|
|
|
11
|
|
$413K
|
+$30.6K
|
+424
|
+8%
|
|
|
12
|
BB&T Securities
Richmond,
Virginia
|
$388K
|
+$56.7K
|
+786
|
+17%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$357K
|
+$25.2K
|
+349
|
+7%
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$124K
|
+$1.01K
|
+14
|
+0.8%
|
|
|
15
|
Exane Derivatives
Paris,
France
|
$41.7K
|
–
|
–
|
–
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$14K
|
+$14.4K
|
+200
|
New
|
|
|
17
|
Tower Research Capital (TRC)
New York
|
$1K
|
+$577
|
+8
|
New
|
|
|
18
|
Private Advisory Group
Redmond,
Washington
|
–
|
-$2.41M
|
-33,023
|
Closed
|
|
|
19
|
HL Financial Services
Louisville,
Kentucky
|
–
|
-$545K
|
-7,496
|
Closed
|
|
|
20
|
WealthSource Partners
San Luis Obispo,
California
|
–
|
-$335K
|
-4,580
|
Closed
|
|
