|
1
|
AIGH Capital Management
Baltimore,
Maryland
|
$14.4M
|
+$2.95M
|
+766,633
|
+23%
|
|
|
2
|
Herald Investment Management
London,
United Kingdom
|
$905K
|
+$963K
|
+250,000
|
New
|
|
|
3
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
$86.4K
|
-$1.98K
|
-515
|
-2%
|
|
|
4
|
WealthTrust Axiom
Wayne,
Pennsylvania
|
$82.8K
|
+$87.2K
|
+22,632
|
New
|
|
|
5
|
Geode Capital Management
Boston,
Massachusetts
|
$53.7K
|
–
|
–
|
–
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$43K
|
+$4.59K
|
+1,191
|
+11%
|
|
|
7
|
Osaic Holdings
Scottsdale,
Arizona
|
$34.8K
|
+$3.85K
|
+1,000
|
+12%
|
|
|
8
|
National Bank of Canada
Montreal,
Quebec, Canada
|
$33.1K
|
-$26.6K
|
-6,900
|
-40%
|
|
|
9
|
IFP Advisors
Tampa,
Florida
|
$15.8K
|
+$16.6K
|
+4,317
|
New
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$13K
|
-$10.3K
|
-2,671
|
-43%
|
|
|
11
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
$10.7K
|
–
|
–
|
–
|
|
|
12
|
TD Waterhouse Canada
Toronto,
Ontario, Canada
|
$4.99K
|
+$4.18K
|
+1,085
|
New
|
|
|
13
|
Pacifica Partners
Surrey,
Canada
|
$3.1K
|
–
|
–
|
–
|
|
|
14
|
Credential Qtrade Securities
Vancouver,
|
$406
|
+$431
|
+112
|
New
|
|
|
15
|
Allworth Financial
Folsom,
California
|
$293
|
–
|
–
|
–
|
|
|
16
|
Worth Venture Partners
Fort Lee,
New Jersey
|
–
|
-$2.51M
|
-820,538
|
Closed
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
–
|
-$4.82K
|
-1,575
|
Closed
|
|
|
18
|
Wells Fargo
San Francisco,
California
|
–
|
-$3.06K
|
-1,000
|
Closed
|
|
|
19
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$918
|
-300
|
Closed
|
|
|
20
|
|
–
|
-$612
|
-200
|
Closed
|
|
