|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$12.3M
|
-$1.21M
|
-78,508
|
-9%
|
|
|
2
|
|
$7.94M
|
-$1.48M
|
-96,373
|
-15%
|
|
|
3
|
|
$5.02M
|
-$471K
|
-30,672
|
-8%
|
|
|
4
|
Restructuring Capital Associates
Stamford,
Connecticut
|
$4.77M
|
+$4.8M
|
+312,299
|
New
|
|
|
5
|
|
$3.56M
|
+$1.06M
|
+68,866
|
+41%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$2.45M
|
+$267K
|
+17,387
|
+12%
|
|
|
7
|
Horizon Kinetics
New York
|
$2.37M
|
-$76.8K
|
-5,000
|
-3%
|
|
|
8
|
Prudential plc
London, England,
United Kingdom
|
$2.26M
|
–
|
–
|
–
|
|
|
9
|
Oak Hill Advisors
New York
|
$1.98M
|
+$2.02M
|
+131,207
|
New
|
|
|
10
|
CPWM LLC
Seattle,
Washington
|
$1.97M
|
+$65.9K
|
+4,288
|
+3%
|
|
|
11
|
Ameriprise
Minneapolis,
Minnesota
|
$1.94M
|
+$50.1K
|
+3,261
|
+3%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$1.93M
|
-$729K
|
-47,438
|
-27%
|
|
|
13
|
LPL Financial
San Diego,
California
|
$1.82M
|
-$513K
|
-33,389
|
-22%
|
|
|
14
|
Raymond James & Associates
St Petersburg,
Florida
|
$1.64M
|
-$36.1K
|
-2,350
|
-2%
|
|
|
15
|
Credit Suisse
Zurich,
Switzerland
|
$1.15M
|
-$442K
|
-28,773
|
-27%
|
|
|
16
|
Paloma Partners
Greenwich,
Connecticut
|
$1.12M
|
+$1.15M
|
+74,591
|
New
|
|
|
17
|
Absolute Return Capital
Boston,
Massachusetts
|
$1.04M
|
-$230K
|
-14,991
|
-18%
|
|
|
18
|
Oxbow Advisors
Austin,
Texas
|
$950K
|
+$3.63K
|
+236
|
+0.4%
|
|
|
19
|
Davenport & Co
Richmond,
Virginia
|
$910K
|
+$41.5K
|
+2,705
|
+5%
|
|
|
20
|
Capital Investment Advisors
Atlanta,
Georgia
|
$843K
|
+$860K
|
+55,964
|
New
|
|
|
21
|
New England Securities
New York
|
$807K
|
+$118K
|
+7,667
|
+17%
|
|
|
22
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$709K
|
-$62K
|
-4,040
|
-8%
|
|
|
23
|
|
$684K
|
+$443K
|
+28,852
|
+174%
|
|
|
24
|
M&T Bank
Buffalo,
New York
|
$621K
|
-$1.32K
|
-86
|
-0.2%
|
|
|
25
|
Mariner Investment Group
Harrison,
New York
|
$575K
|
+$254K
|
+16,569
|
+77%
|
|
