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Energy Focus

41 hedge funds and large institutions have $13.6M invested in Energy Focus in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

13% less funds holding

Funds holding: 4741 (-6)

14% less call options, than puts

Call options by funds: $401K | Put options by funds: $467K

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

62% less capital invested

Capital invested by funds: $36.1M → $13.6M (-$22.5M)

Holders
41
Holders Change
-6
Holders Change %
-12.77%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
11
Reduced
11
Closed
18
Calls
$401K
Puts
$467K
Net Calls
-$66K
Net Calls Change
-$280K
Name Holding Trade Value Shares
Change
Change in
Stake
SOMRS
1
State of Michigan Retirement System
Michigan
$4.1M +$171K +485 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.13M +$396K +1,120 +16%
BIT
3
BlackRock Institutional Trust
California
$1.22M -$201K -569 -11%
WA
4
WealthTrust Axiom
Pennsylvania
$1.12M +$1.53M +4,317 New
Wells Fargo
5
Wells Fargo
California
$558K +$144K +408 +23%
Barclays
6
Barclays
United Kingdom
$511K +$527K +1,492 +250%
Invesco
7
Invesco
Georgia
$501K +$221K +624 +48%
AA
8
Ancora Advisors
Ohio
$468K +$278K +786 +78%
ARTA
9
A.R.T. Advisors
New York
$433K +$589K +1,665 New
CA
10
Cambridge Advisors
Nebraska
$375K +$80.9K +229 +19%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$232K +$83.8K +237 +36%
Dimensional Fund Advisors
12
Dimensional Fund Advisors
Texas
$213K +$290K +820 New
EGA
13
Eagle Global Advisors
Texas
$154K +$210K +594 New
MC
14
Menta Capital
California
$131K -$12.7K -36 -7%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$128K -$358K -1,014 -67%
BFA
16
BlackRock Fund Advisors
California
$127K -$12.4K -35 -7%
Morgan Stanley
17
Morgan Stanley
New York
$115K -$700K -1,981 -82%
AIG
18
American International Group
New York
$101K +$87K +246 +172%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$100K
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$95K +$129K +366 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$90K +$122K +344 New
BA
22
BlackRock Advisors
Delaware
$84K
Northern Trust
23
Northern Trust
Illinois
$83K +$113K +319 New
State Street
24
State Street
Massachusetts
$82K +$111K +314 New
CI
25
Cavalier Investments
Georgia
$78K +$106K +300 New

EFOI Hedge Fund Activity: Q1 2016 in Review

41 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Energy Focus (EFOI) for Q1 2016, worth a combined $13.6M — down 62% from $36.1M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of EFOI and 12 opened new positions — a net loss of 6 holders — while 11 trimmed existing stakes and 11 added.

The largest buyer was WealthTrust Axiom, opening a new position worth an estimated $1.53M. The largest seller was Timpani Capital Management, exiting entirely with an estimated $3.04M sold.

  • 41 institutional investors held Energy Focus (EFOI) as of Q1 2016, down from 47 in Q4 2015.
  • Funds reported $13.6M of Energy Focus stock for Q1 2016, down 62% quarter-over-quarter.
  • 12 funds opened new Energy Focus positions in Q1 2016 and 18 closed out, a net change of -6 holders.
  • The largest Energy Focus buyer in Q1 2016 was WealthTrust Axiom, an estimated $1.53M added.
  • The largest Energy Focus seller in Q1 2016 was Timpani Capital Management, an estimated $3.04M sold.

Based on aggregated 13F filings for Q1 2016.