Energy Focus
EFOI
31 hedge funds and large institutions have $8.39M invested in Energy Focus in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 5 closing their positions.
22% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 9
0.48% more ownership
Funds ownership: 0% → 0.48% (+0.48%)
6% less funds holding
Funds holding: 33 → 31 (-2)
17% less capital invested
Capital invested by funds: $10.2M → $8.39M (-$1.77M)
40% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 5
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $345K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WA
WealthTrust Axiom
Wayne,
Pennsylvania
|
+$162K |
| 2 |
Morgan Stanley
New York
|
+$106K |
| 3 |
CA
Cambridge Advisors
Omaha,
Nebraska
|
+$68.9K |
| 4 |
D.E. Shaw & Co
New York
|
+$51.5K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$50K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AA
Ancora Advisors
Cleveland,
Ohio
|
-$365K |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$298K |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
-$255K |
| 4 |
NJBEST
New Jersey Better Educational Savings Trust
Trenton,
New Jersey
|
-$81.5K |
| 5 |
SOMRS
State of Michigan Retirement System
Lansing,
Michigan
|
-$36.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BIM
26
BlackRock Investment Management
Wilmington,
Delaware
| $8K | – | – | – |
|
|
LTFS
27
Ladenburg Thalmann Financial Services
Miami,
Florida
| $5K | – | – | – |
|
|
TRCT
28
Tower Research Capital (TRC)
New York
| $4K | -$19.6K | -124 | -83% |
|
|
AA
29
AlphaMark Advisors
Ft. Wright,
Kentucky
| $3K | – | – | – |
|
|
MFS
30
MSI Financial Services
Springfield,
Massachusetts
| $1K | -$792 | -5 | -45% |
|
|
AA
31
Ancora Advisors
Cleveland,
Ohio
| – | -$365K | -2,131 | Closed |
|
|
32
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$298K | -1,741 | Closed |
|
|
BFEC
33
Benjamin F. Edwards & Company
St. Louis,
Missouri
| – | -$24K | -143 | Closed |
|
34
Barclays
London,
United Kingdom
| – | -$22.5K | -142 | -99% |
|
35
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$3K | -23 | Closed |
|
36
Bank of America
Charlotte,
North Carolina
| – | -$1K | -6 | Closed |
|
EFOI Hedge Fund Activity: Q4 2016 in Review
31 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Energy Focus (EFOI) for Q4 2016, worth a combined $8.39M — down 17% from $10.2M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of EFOI and 3 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 11 added.
The largest buyer was WealthTrust Axiom, adding an estimated $162K. The largest seller was Ancora Advisors, exiting entirely with an estimated $365K sold.
- 31 institutional investors held Energy Focus (EFOI) as of Q4 2016, down from 33 in Q3 2016.
- Funds reported $8.39M of Energy Focus stock for Q4 2016, down 17% quarter-over-quarter.
- 3 funds opened new Energy Focus positions in Q4 2016 and 5 closed out, a net change of -2 holders.
- The largest Energy Focus buyer in Q4 2016 was WealthTrust Axiom, an estimated $162K added.
- The largest Energy Focus seller in Q4 2016 was Ancora Advisors, an estimated $365K sold.
Based on aggregated 13F filings for Q4 2016.