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Energy Focus

41 hedge funds and large institutions have $13.6M invested in Energy Focus in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

13% less funds holding

Funds holding: 4741 (-6)

14% less call options, than puts

Call options by funds: $401K | Put options by funds: $467K

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

62% less capital invested

Capital invested by funds: $36.1M → $13.6M (-$22.5M)

Holders
41
Holders Change
-6
Holders Change %
-12.77%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
11
Reduced
11
Closed
18
Calls
$401K
Puts
$467K
Net Calls
-$66K
Net Calls Change
-$280K
Name Holding Trade Value Shares
Change
Change in
Stake
NA
26
Navellier & Associates
Nevada
$78K
CS
27
Credit Suisse
Switzerland
$76K +$104K +293 New
MFS
28
MSI Financial Services
Massachusetts
$54K -$24.4K -69 -25%
DADC
29
D.A. Davidson & Co
Montana
$43K -$7.07K -20 -11%
SCM
30
Segantii Capital Management
Hong Kong
$24K +$34.3K +97 New
BIM
31
BlackRock Investment Management
Delaware
$9K
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$9K +$1.77K +5 +17%
TRCT
33
Tower Research Capital (TRC)
New York
$7K -$17.7K -50 -65%
CG
34
Cutler Group
California
$6K -$6.01K -17 -40%
AA
35
AlphaMark Advisors
Kentucky
$5K
CGI
36
CI Global Investments
California
$2K -$1.14M -3,224 -100%
Bank of America
37
Bank of America
North Carolina
$1K -$9.19K -26 -90%
Citigroup
38
Citigroup
New York
$1K
Simplex Trading
39
Simplex Trading
Illinois
$1K +$2.12K +6 New
Geode Capital Management
40
Geode Capital Management
Massachusetts
$329 +$15.2K +43 +4%
TCM
41
Timpani Capital Management
Wisconsin
-$3.04M -6,311 Closed
OAM
42
Oxford Asset Management
United Kingdom
-$1.67M -3,438 Closed
ACM
43
Argent Capital Management
Missouri
-$1.56M -3,247 Closed
RFC
44
Russell Frank Company
Washington
-$1.59M -3,239 Closed
Fuller & Thaler Asset Management
45
Fuller & Thaler Asset Management
California
-$1.56M -3,234 Closed
OAM
46
Oberweis Asset Management
Illinois
-$1.4M -2,903 Closed
BIM
47
Bogle Investment Management
Massachusetts
-$1.19M -2,478 Closed
Renaissance Technologies
48
Renaissance Technologies
New York
-$583K -1,211 Closed
HIP
49
Hatteras Investment Partners
North Carolina
-$492K -1,023 Closed
OC
50
Oppenheimer & Co
New York
-$461K -958 Closed

EFOI Hedge Fund Activity: Q1 2016 in Review

41 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Energy Focus (EFOI) for Q1 2016, worth a combined $13.6M — down 62% from $36.1M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of EFOI and 12 opened new positions — a net loss of 6 holders — while 11 trimmed existing stakes and 11 added.

The largest buyer was WealthTrust Axiom, opening a new position worth an estimated $1.53M. The largest seller was Timpani Capital Management, exiting entirely with an estimated $3.04M sold.

  • 41 institutional investors held Energy Focus (EFOI) as of Q1 2016, down from 47 in Q4 2015.
  • Funds reported $13.6M of Energy Focus stock for Q1 2016, down 62% quarter-over-quarter.
  • 12 funds opened new Energy Focus positions in Q1 2016 and 18 closed out, a net change of -6 holders.
  • The largest Energy Focus buyer in Q1 2016 was WealthTrust Axiom, an estimated $1.53M added.
  • The largest Energy Focus seller in Q1 2016 was Timpani Capital Management, an estimated $3.04M sold.

Based on aggregated 13F filings for Q1 2016.