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Energy Focus

47 hedge funds and large institutions have $36.1M invested in Energy Focus in 2015 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 4 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

425% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 4

142% more call options, than puts

Call options by funds: $365K | Put options by funds: $151K

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

20% more capital invested

Capital invested by funds: $30.1M → $36.1M (+$6.04M)

15% more funds holding

Funds holding: 4147 (+6)

Holders
47
Holders Change
+6
Holders Change %
+14.63%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
21
Reduced
4
Closed
10
Calls
$365K
Puts
$151K
Net Calls
+$214K
Net Calls Change
+$214K
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
26
BlackRock Fund Advisors
California
$252K +$13.8K +27 +5%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$185K +$196K +384 New
BA
28
BlackRock Advisors
Delaware
$155K +$164K +322 New
Millennium Management
29
Millennium Management
New York
$145K -$950K -1,863 -86%
NA
30
Navellier & Associates
Nevada
$144K
MFS
31
MSI Financial Services
Massachusetts
$133K +$12.2K +24 +9%
DADC
32
D.A. Davidson & Co
Montana
$91K +$94.9K +186 +6,200%
IA
33
IFP Advisors
Florida
$80K +$84.7K +166 New
Walleye Trading
34
Walleye Trading
New York
$78K +$58.1K +114 +233%
AIG
35
American International Group
New York
$69K +$72.9K +143 New
UBS Group
36
UBS Group
Switzerland
$44K -$12.8K -25 -22%
TRCT
37
Tower Research Capital (TRC)
New York
$37K +$39.3K +77 New
CG
38
Cutler Group
California
$20K +$21.9K +43 New
BIM
39
BlackRock Investment Management
Delaware
$17K
Bank of America
40
Bank of America
North Carolina
$14K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$14K +$10.2K +20 +222%
BlackRock
42
BlackRock
New York
$12K +$13.3K +26 New
AA
43
AlphaMark Advisors
Kentucky
$10K +$10.2K +20 New
MTIP
44
Magee Thomson Investment Partners
California
$5K +$5.61K +11 New
Federated Hermes
45
Federated Hermes
Pennsylvania
$1K
GC
46
Globeflex Capital
California
$1K
Citigroup
47
Citigroup
New York
$1K +$1.53K +3 New
EI
48
EAM Investors
California
-$1.5M -3,640 Closed
Boston Partners
49
Boston Partners
Massachusetts
-$730K -1,766 Closed
HCM
50
Highbridge Capital Management
New York
-$434K -1,050 Closed

EFOI Hedge Fund Activity: Q4 2015 in Review

47 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Energy Focus (EFOI) for Q4 2015, worth a combined $36.1M — up 20% from $30.1M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new EFOI positions and 10 closed out — a net gain of 7 holders — while 21 added to existing stakes and 4 trimmed.

The largest buyer was Oxford Asset Management, opening a new position worth an estimated $1.75M. The largest seller was CI Global Investments, cutting an estimated $4.18M.

  • 47 institutional investors held Energy Focus (EFOI) as of Q4 2015, up from 41 in Q3 2015.
  • Funds reported $36.1M of Energy Focus stock for Q4 2015, up 20% quarter-over-quarter.
  • 17 funds opened new Energy Focus positions in Q4 2015 and 10 closed out, a net change of +7 holders.
  • The largest Energy Focus buyer in Q4 2015 was Oxford Asset Management, an estimated $1.75M added.
  • The largest Energy Focus seller in Q4 2015 was CI Global Investments, an estimated $4.18M sold.

Based on aggregated 13F filings for Q4 2015.