|
1
|
|
$15M
|
+$644K
|
+69,026
|
+4%
|
|
|
2
|
Ameriprise
Minneapolis,
Minnesota
|
$4M
|
-$106K
|
-11,366
|
-3%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$3.28M
|
+$708K
|
+75,832
|
+27%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$3M
|
+$893K
|
+95,700
|
+42%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$1.96M
|
+$125K
|
+13,386
|
+7%
|
|
|
6
|
Stifel Financial
St. Louis,
Missouri
|
$1.29M
|
+$22.6K
|
+2,417
|
+2%
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$1.2M
|
-$727K
|
-77,928
|
-38%
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$835K
|
+$804K
|
+86,200
|
+2,155%
|
|
|
9
|
Old National Bancorp
Evansville,
Indiana
|
$677K
|
+$683K
|
+73,160
|
New
|
|
|
10
|
E&G Advisors
Houston,
Texas
|
$653K
|
+$198K
|
+21,200
|
+43%
|
|
|
11
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$247K
|
+$48.5K
|
+5,199
|
+24%
|
|
|
12
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$213K
|
+$214K
|
+22,975
|
New
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$193K
|
-$46.6K
|
-5,000
|
-19%
|
|
|
14
|
Partnervest Advisory Services
Santa Barbara,
California
|
$151K
|
–
|
–
|
–
|
|
|
15
|
First Trust Advisors
Wheaton,
Illinois
|
$115K
|
+$8.67K
|
+929
|
+8%
|
|
|
16
|
Penserra Capital Management
Orinda,
California
|
$71K
|
-$24K
|
-2,575
|
-25%
|
|
|
17
|
Advisor Group
Phoenix,
Arizona
|
$63K
|
+$26.1K
|
+2,800
|
+70%
|
|
|
18
|
Steward Partners Investment Advisory
New York
|
$54K
|
-$28.1K
|
-3,009
|
-34%
|
|
|
19
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$29K
|
+$29.9K
|
+3,200
|
New
|
|
|
20
|
Next Financial Group
Houston,
Texas
|
$15K
|
+$14.9K
|
+1,600
|
New
|
|
|
21
|
Comerica Securities
Detroit,
Michigan
|
–
|
-$598K
|
-63,400
|
Closed
|
|
|
22
|
|
–
|
-$421K
|
-44,548
|
Closed
|
|
|
23
|
Relative Value Partners Group
|
–
|
-$302K
|
-31,998
|
Closed
|
|
