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State Street SPDR S&P 500 ESG ETF

63 hedge funds and large institutions have $127M invested in State Street SPDR S&P 500 ESG ETF in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

7% more funds holding

Funds holding: 5963 (+4)

1% more capital invested

Capital invested by funds: $125M → $127M (+$1.65M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.47% less ownership

Funds ownership: 19.71%17.25% (-2.5%)

Holders
63
Holders Change
+4
Holders Change %
+6.78%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
23
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IWC
1
Integrated Wealth Concepts
Massachusetts
$32.7M +$1.52M +39,702 +5%
BOI
2
Bank of Italy
Italy
$30.4M
LPL Financial
3
LPL Financial
California
$9.35M -$8.6M -224,656 -49%
BWFA
4
Baltimore-Washington Financial Advisors
Maryland
$7.06M +$772K +20,160 +13%
KOC
5
Koss-Olinger Consulting
Florida
$5M
PI
6
PFS Investments
Georgia
$4.19M +$52.1K +1,361 +1%
Principal Financial Group
7
Principal Financial Group
Iowa
$3.28M +$2.8M +73,059 +725%
GI
8
Gradient Investments
Minnesota
$3.06M -$349K -9,106 -11%
Financial Engines Advisors
9
Financial Engines Advisors
California
$2.46M +$941K +24,581 +65%
BEC
10
Blue Edge Capital
Virginia
$2.45M -$230K -6,012 -9%
Corient Private Wealth
11
Corient Private Wealth
Florida
$2M
FHA
12
Flagship Harbor Advisors
Massachusetts
$1.9M -$2.17M -56,621 -54%
OFG
13
OmniStar Financial Group
North Carolina
$1.4M +$1.36M +35,471 New
ACM
14
Armbruster Capital Management
New York
$1.37M +$224K +5,850 +20%
RJA
15
Raymond James & Associates
Florida
$1.32M +$16.8K +440 +1%
Goldman Sachs
16
Goldman Sachs
New York
$1.17M +$228K +5,956 +25%
UFA
17
US Financial Advisors
Massachusetts
$1.17M +$92.4K +2,414 +9%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.02M -$3.06K -80 -0.3%
SAS
19
Sage Advisory Services
Texas
$867K +$23.8K +622 +3%
Mariner
20
Mariner
Kansas
$833K +$53.6K +1,401 +7%
SWP
21
Stratos Wealth Partners
Ohio
$829K -$234K -6,101 -22%
PAG
22
Private Advisor Group
New Jersey
$817K -$20.3K -531 -3%
BWM
23
BerganKDV Wealth Management
Minnesota
$773K +$1.19K +31 +0.2%
ZIG
24
Zurich Insurance Group
Switzerland
$717K +$239K +6,240 +52%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$695K -$12.6K -329 -2%

EFIV Hedge Fund Activity: Q1 2023 in Review

63 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ESG ETF (EFIV) for Q1 2023, worth a combined $127M — up 1.3% from $125M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new EFIV positions and 7 closed out — a net gain of 6 holders — while 23 added to existing stakes and 17 trimmed.

The largest buyer was Principal Financial Group, adding an estimated $2.8M. The largest seller was LPL Financial, cutting an estimated $8.6M.

  • 63 institutional investors held State Street SPDR S&P 500 ESG ETF (EFIV) as of Q1 2023, up from 59 in Q4 2022.
  • Funds reported $127M of State Street SPDR S&P 500 ESG ETF stock for Q1 2023, up 1.3% quarter-over-quarter.
  • 13 funds opened new State Street SPDR S&P 500 ESG ETF positions in Q1 2023 and 7 closed out, a net change of +6 holders.
  • The largest State Street SPDR S&P 500 ESG ETF buyer in Q1 2023 was Principal Financial Group, an estimated $2.8M added.
  • The largest State Street SPDR S&P 500 ESG ETF seller in Q1 2023 was LPL Financial, an estimated $8.6M sold.

Based on aggregated 13F filings for Q1 2023.