|
1
|
SG Americas Securities
New York
|
$7.05M
|
+$7.1M
|
+200,000
|
New
|
|
|
2
|
|
$7.05M
|
+$7.1M
|
+200,000
|
New
|
|
|
3
|
|
$5.29M
|
–
|
–
|
–
|
|
|
4
|
Credit Suisse
Zurich,
Switzerland
|
$3.53M
|
+$3.55M
|
+100,000
|
New
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$3.01M
|
-$670K
|
-18,889
|
-18%
|
|
|
6
|
|
$1.55M
|
+$929K
|
+26,191
|
+148%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$1.09M
|
-$256K
|
-7,225
|
-19%
|
|
|
8
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$950K
|
+$956K
|
+26,942
|
New
|
|
|
9
|
D.A. Davidson & Co
Great Falls,
Montana
|
$931K
|
+$438K
|
+12,360
|
+88%
|
|
|
10
|
Virtu KCG Holdings
New York
|
$909K
|
+$915K
|
+25,781
|
New
|
|
|
11
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$812K
|
-$79.9K
|
-2,252
|
-9%
|
|
|
12
|
Advisor Group
Phoenix,
Arizona
|
$694K
|
+$699K
|
+19,703
|
New
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$574K
|
+$577K
|
+16,276
|
New
|
|
|
14
|
|
$459K
|
+$250K
|
+7,033
|
+117%
|
|
|
15
|
BB&T Securities
Richmond,
Virginia
|
$398K
|
+$18.9K
|
+533
|
+5%
|
|
|
16
|
National Planning Corporation
El Segundo,
California
|
$243K
|
+$238K
|
+6,718
|
New
|
|
|
17
|
Envestnet Asset Management
Chicago,
Illinois
|
$114K
|
+$114K
|
+3,227
|
New
|
|
|
18
|
|
$83K
|
+$78.8K
|
+2,221
|
+1,521%
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$75K
|
+$1.35K
|
+38
|
+2%
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$31K
|
–
|
–
|
–
|
|
|
21
|
IFP Advisors
Tampa,
Florida
|
$18K
|
-$48.4K
|
-1,364
|
-73%
|
|
|
22
|
Central Bank & Trust
Lexington,
Kentucky
|
$11K
|
-$14K
|
-394
|
-57%
|
|
|
23
|
MSI Financial Services
Springfield,
Massachusetts
|
$3K
|
-$5.75K
|
-162
|
-65%
|
|
|
24
|
American International Group
New York
|
–
|
-$572K
|
-16,175
|
Closed
|
|
|
25
|
Wells Fargo
San Francisco,
California
|
–
|
-$7K
|
-193
|
Closed
|
|
