|
1
|
Rubric Capital Management (New York)
New York
|
$1.68M
|
+$1.48M
|
+687,500
|
New
|
|
|
2
|
Stonepine Capital Management
Bend,
Oregon
|
$1.68M
|
+$1.48M
|
+687,500
|
New
|
|
|
3
|
Velan Capital Investment Management
Alpharetta,
Georgia
|
$1.68M
|
+$1.48M
|
+687,500
|
New
|
|
|
4
|
Nantahala Capital Management
New Canaan,
Connecticut
|
$1.52M
|
+$1.35M
|
+625,000
|
New
|
|
|
5
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$122K
|
+$108K
|
+50,003
|
New
|
|
|
6
|
Geode Capital Management
Boston,
Massachusetts
|
$70.7K
|
+$19.8K
|
+9,166
|
+46%
|
|
|
7
|
CIBC World Market
Toronto,
Ontario, Canada
|
$48.8K
|
+$43.1K
|
+19,999
|
New
|
|
|
8
|
Citadel Advisors
Miami,
Florida
|
$40.5K
|
-$52.5K
|
-24,353
|
-59%
|
|
|
9
|
Vanguard Group
Malvern,
Pennsylvania
|
$38.7K
|
–
|
–
|
–
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$4K
|
–
|
–
|
–
|
|
|
11
|
Tower Research Capital (TRC)
New York
|
$2.91K
|
-$4.84K
|
-2,246
|
-65%
|
|
|
12
|
TD Waterhouse Canada
Toronto,
Ontario, Canada
|
$329
|
–
|
–
|
–
|
|
|
13
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$244
|
–
|
–
|
–
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$54
|
+$6
|
+3
|
+16%
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
$10
|
-$58
|
-27
|
-87%
|
|
|
16
|
AllSquare Wealth Management
Albany,
New York
|
$2
|
–
|
–
|
–
|
|
|
17
|
Credit Agricole
Montrouge Cedex,
France
|
$2
|
–
|
–
|
–
|
|
|
18
|
Danske Bank
Copenhagen K,
Denmark
|
$2
|
–
|
–
|
–
|
|
|
19
|
Dogwood Wealth Management
Lenexa,
Kansas
|
$2
|
–
|
–
|
–
|
|
|
20
|
CM Management
Gulf Breeze,
Florida
|
–
|
-$185K
|
-110,000
|
Closed
|
|
|
21
|
Two Sigma Securities
New York
|
–
|
-$25.7K
|
-15,313
|
Closed
|
|
|
22
|
|
–
|
-$24
|
-14
|
Closed
|
|
|
23
|
Avion Wealth
The Woodlands,
Texas
|
–
|
+$522
|
+242
|
New
|
|
