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ALPS Emerging Sector Dividend Dogs ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.44M -$1.17M -56,496 -20%
Bank of America
2
Bank of America
North Carolina
$1.89M -$1.5M -72,056 -43%
Jane Street
3
Jane Street
New York
$1.15M +$61.1K +2,942 +5%
Citadel Advisors
4
Citadel Advisors
Florida
$1.05M +$248K +11,938 +30%
Credit Suisse
5
Credit Suisse
Switzerland
$921K +$747K +35,938 +370%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$807K +$92K +4,426 +12%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$744K +$255K +12,259 +50%
Calton & Associates
8
Calton & Associates
Florida
$494K +$113K +5,448 +29%
Raymond James & Associates
9
Raymond James & Associates
Florida
$227K +$234K +11,263 New
UBS Group
10
UBS Group
Switzerland
$185K -$37.1K -1,783 -16%
Advisor Group
11
Advisor Group
Arizona
$96K -$24.3K -1,169 -20%
Advisornet Financial
12
Advisornet Financial
Minnesota
$82K +$84.5K +4,067 New
Institutional & Family Asset Management
13
Institutional & Family Asset Management
Colorado
$79K +$25.5K +1,225 +45%
Citigroup
14
Citigroup
New York
$20K – – –
Asset Dedication LLC
15
Asset Dedication LLC
California
$3K -$603 -29 -16%
LPL Financial
16
LPL Financial
California
– -$430K -20,502 Closed
Ameriprise
17
Ameriprise
Minnesota
– -$288K -13,721 Closed
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
– -$37K -1,764 Closed
SignatureFD
19
SignatureFD
Georgia
– -$16K -784 Closed
Steward Partners Investment Advisory
20
Steward Partners Investment Advisory
New York
– -$10K -500 Closed
Stratos Wealth Partners
21
Stratos Wealth Partners
Ohio
– -$5K -220 Closed
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
– -$4K -200 Closed