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Virtus Stone Harbor Emerging Markets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.9M +$3.18M +154,829 +26%
Invesco
2
Invesco
Georgia
$7.53M -$351K -17,088 -5%
UBS
3
UBS
Switzerland
$5.15M -$2.7M -131,683 -33%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$3.52M +$837K +40,766 +29%
Bank of America
5
Bank of America
North Carolina
$2.39M +$260K +12,637 +12%
Cohen & Steers
6
Cohen & Steers
New York
$1.72M +$141K +6,863 +9%
Saba Capital Management
7
Saba Capital Management
New York
$1.1M +$1.16M +56,240 New
Wells Fargo
8
Wells Fargo
California
$987K -$182K -8,860 -15%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$797K +$23.8K +1,157 +3%
Raymond James & Associates
10
Raymond James & Associates
Florida
$623K +$652K +31,731 New
DD
11
Dominick & Dominick
New York
$359K -$12.1K -590 -3%
Credit Suisse
12
Credit Suisse
Switzerland
$356K +$373K +18,141 New
Stifel Nicolaus & Co
13
Stifel Nicolaus & Co
Missouri
$303K +$317K +15,417 New
Davenport & Co
14
Davenport & Co
Virginia
$231K +$20.5K +1,000 +9%
VFS
15
VSR Financial Services
Kansas
$220K – – –
Deutsche Bank
16
Deutsche Bank
Germany
$156K +$82.2K +4,000 +100%
MSI Financial Services
17
MSI Financial Services
Massachusetts
$1K +$1.13K +55 New
Wolverine Asset Management
18
Wolverine Asset Management
Illinois
– -$263K -12,574 Closed
Comerica Bank
19
Comerica Bank
Texas
– -$203K -9,694 Closed
FineMark National Bank & Trust
20
FineMark National Bank & Trust
Florida
– -$21K -1,008 Closed
Tower Research Capital (TRC)
21
Tower Research Capital (TRC)
New York
– -$14K -679 Closed