ECC

Eagle Point Credit Co
ECC

Overview Fund Activity

44 hedge funds and large institutions have $119M invested in Eagle Point Credit Co in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
0.77%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
4
Increased
17
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$1.11M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$2.84M
3
CCA
3
Cadent Capital Advisors
Oklahoma
$8.15M
4
Verition Fund Management
4
Verition Fund Management
Connecticut
$1.16M
5
Morgan Stanley
5
Morgan Stanley
New York
$3.26M

Top Sellers

1
FCH
1
Freestone Capital Holdings
Washington
$1.79M
2
SWM
2
Spire Wealth Management
Virginia
$1.38M
3
AIP
3
Ahrens Investment Partners
Louisiana
$215K
4
Citigroup
4
Citigroup
New York
$0
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$268K
Name Holding Trade Value Shares
Change 		Shares
Change %
DSAM
26
Dock Street Asset Management
Florida
$258K – – –
Osaic Holdings
27
Osaic Holdings
Arizona
$243K +$119K +8,725 +96%
AIP
28
Ahrens Investment Partners
Louisiana
$215K -$615K -45,200 -74%
SCA
29
Sage Capital Advisors
South Dakota
$215K +$2.3K +169 +1%
EFS
30
Essex Financial Services
Connecticut
$165K +$20.4K +1,500 +14%
RJA
31
Raymond James & Associates
Florida
$158K +$158K +11,598 New
HVIA
32
Hudson Valley Investment Advisors
New York
$143K – – –
Bank of America
33
Bank of America
North Carolina
$91K -$6.78K -500 -7%
UBS Group
34
UBS Group
Switzerland
$89K +$4.15K +304 +5%
WWM
35
Wagner Wealth Management
South Carolina
$68K -$14.6K -1,040 -18%
FIA
36
FNY Investment Advisers
New York
$50K -$18K -1,326 -27%
APC
37
Aristotle Pacific Capital
California
$26K – – –
GWM
38
Geneos Wealth Management
Colorado
$20K – – –
Wells Fargo
39
Wells Fargo
California
$16K – – –
BCM
40
Blume Capital Management
California
$10K – – –
TWM
41
Tradition Wealth Management
Minnesota
$10K +$10K +708 New
HFS
42
Horizon Financial Services
North Carolina
$7K +$7K +500 New
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$6K -$2.52K -200 -30%
S
44
SignatureFD
Georgia
$2K +$44 +4 +2%
Citigroup
45
Citigroup
New York
– -$324K -23,945 Closed
ASN
46
Advisory Services Network
Georgia
– -$97K -7,127 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$40K -2,933 Closed
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