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Name Holding Trade Value Shares
Change
Change in
Stake
CPA
901
Cowen Prime Advisors
New York
$227K – – –
JFA
902
JNBA Financial Advisors
Minnesota
$227K +$4.33K +191 +2%
ICOA
903
Investment Centers of America
North Dakota
$226K -$38.3K -1,689 -15%
SIM
904
SSI Investment Management
California
$224K -$1.95K -86 -0.9%
FC
905
FCA Corp
Texas
$224K – – –
HC
906
HHG & Company
Connecticut
$222K +$1.29K +57 +0.6%
EIM
907
Essex Investment Management
Massachusetts
$218K +$209K +9,228 New
SFM
908
Signature Financial Management
Virginia
$217K – – –
KFC
909
Klingenstein Fields & Co
New York
$216K -$11.2K -494 -5%
PAM
910
Peak Asset Management
Colorado
$209K +$201K +8,858 New
FIM
911
Freedom Investment Management
Connecticut
$207K -$25K -1,100 -11%
ASN
912
Advisory Services Network
Georgia
$206K +$5.4K +238 +3%
LH
913
Lebenthal Holdings
New York
$206K +$197K +8,701 New
NPIT
914
National Penn Investors Trust
Pennsylvania
$205K +$197K +8,672 New
TCM
915
Tradewinds Capital Management
Washington
$204K -$21K -927 -10%
NYLT
916
New York Life Trust
New York
$201K +$976 +43 +0.5%
MCM
917
McGlinn Capital Management
Pennsylvania
$191K -$555K -24,473 -75%
IMS
918
Index Management Solutions
Pennsylvania
$187K +$148K +6,534 +468%
RA
919
Rational Advisors
New York
$183K +$176K +7,751 New
WTC
920
WhitTier Trust Company
Nevada
$178K – – –
AW
921
Alpha Windward
Massachusetts
$171K +$8.78K +387 +6%
CFA
922
CT Financial Advisors
Pennsylvania
$171K +$164K +7,235 New
FNBT
923
FineMark National Bank & Trust
Florida
$167K -$128K -5,624 -44%
DBT
924
Dubuque Bank & Trust
Iowa
$166K – – –
Lazard Asset Management
925
Lazard Asset Management
New York
$153K -$636K -28,017 -81%