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DSL

DoubleLine Income Solutions Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GWS
101
Glassman Wealth Services
Virginia
$38K +$38K +2,000 New
PMFA
102
Plante Moran Financial Advisors
Michigan
$27K
PCM
103
Penserra Capital Management
California
$27K +$6.92K +364 +33%
NFG
104
Next Financial Group
Texas
$21K +$21.2K +1,115 New
NSIM
105
North Star Investment Management
Illinois
$19K
First Manhattan
106
First Manhattan
New York
$19K +$19K +1,000 New
GWM
107
Geneos Wealth Management
Colorado
$18K
PCA
108
Peddock Capital Advisors
Massachusetts
$18K +$18.1K +951 New
AC
109
Alexandria Capital
Virginia
$11K
WRM
110
Westport Resources Management
Connecticut
$11K +$11.4K +600 New
AIM
111
Advantage Investment Management
Iowa
$10K
FWM
112
Focused Wealth Management
New York
$10K
WP
113
WealthPLAN Partners
Nebraska
$9.47K -$9.51K -500 -50%
CG
114
Cutler Group
California
$5K +$5.71K +300 New
Northern Trust
115
Northern Trust
Illinois
$4K +$380K +20,000 New
JCM
116
Jacobi Capital Management
Pennsylvania
$2K
WCMNY
117
Westchester Capital Management (New York)
New York
-$2.1M -114,684 Closed
JFA
118
JNBA Financial Advisors
Minnesota
-$1.92M -104,400 Closed
Barclays
119
Barclays
United Kingdom
-$1.03M -56,224 Closed
SC
120
Scotia Capital
Ontario, Canada
-$714K -38,860 Closed
GEM
121
Global Endowment Management
North Carolina
-$551K -30,000 Closed
Goldman Sachs
122
Goldman Sachs
New York
-$345K -18,780 Closed
Millennium Management
123
Millennium Management
New York
-$326K -17,752 Closed
AI
124
ArchPoint Investors
Florida
-$128K -7,000 Closed
Fifth Third Bancorp
125
Fifth Third Bancorp
Ohio
-$50K -2,719 Closed