Scotia Capital’s DoubleLine Income Solutions Fund DSL Stock Holding History

Scotia Capital’s Portfolio DSL Stock Details DSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-38,860	Closed	-$714K	–	791
2016 Q2	$714K	Sell	38,860 -14,120	-27%	-$252K	0.01%	449
2016 Q1	$891K	Buy	52,980 +14,995	+39%	+$239K	0.02%	380
2015 Q4	$633K	Hold	37,985	–	–	0.01%	508
2015 Q3	$656K	Buy	37,985 +896	+2%	+$16.9K	0.01%	481
2015 Q2	$713K	Buy	37,089 +2,565	+7%	+$52K	0.01%	470
2015 Q1	$686K	Buy	34,524 +1,439	+4%	+$28.8K	0.02%	380
2014 Q4	$659K	Buy	33,085 +1,065	+3%	+$22.2K	0.02%	369
2014 Q3	$693K	Sell	32,020 -1,725	-5%	-$37.4K	0.01%	362
2014 Q2	$758K	Buy	33,745 +5,065	+18%	+$112K	0.02%	344
2014 Q1	$609K	Buy	+28,680	New	+$607K	0.01%	369

Other funds holding DSL

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Tiedemann Advisors New York $2.33B AUM 15.56% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Scotia Capital's DSL Position: Q3 2016 in Review

Scotia Capital sold out of DoubleLine Income Solutions Fund (DSL) in Q3 2016, closing a stake of 38,860 shares — an estimated $714K sold.

Scotia Capital first reported a position in DSL in Q1 2014 and held it in 10 quarters. The position peaked at $891K in Q1 2016. 114 funds tracked by Wall St. Rank hold DSL as of Q3 2016.

Scotia Capital reported no remaining DoubleLine Income Solutions Fund position as of Q3 2016 after selling out during the quarter.
Scotia Capital sold 38,860 DoubleLine Income Solutions Fund shares in Q3 2016, an estimated $714K.
Scotia Capital first reported a position in DoubleLine Income Solutions Fund in Q1 2014 and held it in 10 quarters.
Scotia Capital's DoubleLine Income Solutions Fund position peaked at $891K in Q1 2016.
114 funds tracked by Wall St. Rank held DoubleLine Income Solutions Fund as of Q3 2016.

Based on Scotia Capital's 13F filing for Q3 2016, filed 14 Nov 2016.