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DSL

DoubleLine Income Solutions Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CI
51
Chartist Inc
California
$260K +$254K +12,000 New
JMPWA
52
JP Morgan Private Wealth Advisors
California
$235K +$234K +11,080 New
FFA
53
First Foundation Advisors
California
$227K +$226K +10,705 New
TRCT
54
Tower Research Capital (TRC)
New York
$200K +$200K +9,446 New
JWM
55
Jacobus Wealth Management
Wisconsin
$134K
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$124K +$90.1K +4,260 +266%
US Bancorp
57
US Bancorp
Minnesota
$58K -$10.6K -500 -16%
WEC
58
Winslow Evans & Crocker
Massachusetts
$42.4K
TDC
59
Thompson Davis & Co
Virginia
$42K
DADC
60
D.A. Davidson & Co
Montana
$31K -$38.1K -1,800 -55%
MFS
61
MSI Financial Services
Massachusetts
$31K +$10.8K +509 +53%
BRWM
62
B. Riley Wealth Management
Tennessee
$30K +$29.5K +1,395 New
AIG
63
American International Group
New York
$24.4K +$24.3K +1,150 New
PFA
64
Paradigm Financial Advisors
Missouri
$19K +$19K +900 New
NES
65
New England Securities
New York
$11K +$10.6K +500 New
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$11K +$11.1K +526 New
FMII
67
Farmers & Merchants Investments Inc
Nebraska
$6K
WTB
68
Washington Trust Bank
Washington
$5K +$5.08K +240 New
MA
69
MUFG Americas
New York
$4K
Creative Planning
70
Creative Planning
Kansas
$2K -$21.5K -1,014 -91%
PRCM
71
Pine River Capital Management
Minnesota
-$29.5M -1,397,036 Closed
WAM
72
Weiss Asset Management
Massachusetts
-$4.38M -207,858 Closed
SIA
73
Sit Investment Associates
Minnesota
-$3.55M -168,175 Closed
PP
74
Paloma Partners
Connecticut
-$696K -33,000 Closed
PSI
75
Pinnacle Summer Investments
Virginia
-$675K -32,000 Closed