|
1
|
CSS LLC
Chicago,
Illinois
|
–
|
-$3.49M
|
-474,738
|
Closed
|
|
|
2
|
Clough Capital Partners
Boston,
Massachusetts
|
–
|
-$589K
|
-80,070
|
Closed
|
|
|
3
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$380K
|
-51,783
|
Closed
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$139K
|
-18,896
|
Closed
|
|
|
5
|
Bulldog Investors
Saddle Brook,
New Jersey
|
–
|
-$101K
|
-13,748
|
Closed
|
|
|
6
|
Matisse Capital
Portland,
Oregon
|
–
|
-$95K
|
-13,022
|
Closed
|
|
|
7
|
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
|
–
|
-$93K
|
-12,625
|
Closed
|
|
|
8
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$48K
|
-6,539
|
Closed
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
–
|
-$42K
|
-5,730
|
Closed
|
|
|
10
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$28.6K
|
-3,888
|
Closed
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$23K
|
-3,175
|
Closed
|
|
|
12
|
|
–
|
-$18K
|
-2,505
|
Closed
|
|
|
13
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$8K
|
-1,115
|
Closed
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
–
|
-$6K
|
-876
|
Closed
|
|
|
15
|
Spire Wealth Management
Mclean,
Virginia
|
–
|
-$6K
|
-800
|
Closed
|
|
|
16
|
International Assets Investment Management
Orlando,
Florida
|
–
|
-$2K
|
-429
|
Closed
|
|
|
17
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$2K
|
-250
|
Closed
|
|
|
18
|
Steward Partners Investment Advisory
New York
|
–
|
-$1.2K
|
-164
|
Closed
|
|
|
19
|
TFO Wealth Partners
Maumee,
Ohio
|
–
|
-$1K
|
-129
|
Closed
|
|
|
20
|
Sugarloaf Wealth Management
Duluth,
Georgia
|
–
|
-$1K
|
-100
|
Closed
|
|
|
21
|
BDO Wealth Advisors
Jacksonville,
Florida
|
–
|
-$1K
|
-80
|
Closed
|
|
|
22
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$1K
|
-75
|
Closed
|
|
