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Alpha Tau Medical Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
FFM
1
Fisher Funds Management
New Zealand
$8.27M +$37.1K +166,836 New
MI
2
MMCAP International
Cayman Islands
$107K – – –
CPIG
3
Chicago Partners Investment Group
Illinois
$49.6K – – –
MCM
4
Moore Capital Management
New York
$38.5K – – –
VB
5
Value Base
Israel
$36.7K – – –
TCM
6
Tenor Capital Management
New York
$36K – – –
WA
7
Whitebox Advisors
Minnesota
$32.7K – – –
LP
8
LMR Partners
United Kingdom
$27.1K – – –
Jane Street
9
Jane Street
New York
$24.8K -$71 -319 -0.3%
WAM
10
Wolverine Asset Management
Illinois
$23.3K +$1.65K +7,435 +8%
Mariner
11
Mariner
Kansas
$20.7K – – –
CWM
12
Circle Wealth Management
New Jersey
$17.6K – – –
Goldman Sachs
13
Goldman Sachs
New York
$15.3K – – –
CS
14
Clear Street
New York
$15K – – –
RR
15
Robotti Robert
$11K – – –
Citadel Advisors
16
Citadel Advisors
Florida
$7.27K -$1.7K -7,650 -19%
UBS Group
17
UBS Group
Switzerland
$6.25K +$3.96K +17,813 +168%
AT
18
Avalon Trust
New Mexico
$3.19K – – –
EPM
19
Equitec Proprietary Markets
Illinois
$418 – – –
Bank of America
20
Bank of America
North Carolina
$230 – – –
ECM
21
Eisler Capital Management
United Kingdom
$2 – – –
AFG
22
Allegheny Financial Group
Pennsylvania
– -$3.56K -15,000 Closed
VF
23
Virtu Financial
New York
– -$3K -11,349 Closed
Morgan Stanley
24
Morgan Stanley
New York
– -$605 -2,545 Closed