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DNP Select Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$27.5M +$6.4M +665,040 +29%
Invesco
2
Invesco
Georgia
$12.1M +$119K +12,324 +1%
Morgan Stanley
3
Morgan Stanley
New York
$7.48M +$1.09M +113,529 +17%
U
4
UBS
Switzerland
$6.8M +$552K +57,352 +9%
US Bancorp
5
US Bancorp
Minnesota
$6.1M +$52.9K +5,490 +0.9%
Cohen & Steers
6
Cohen & Steers
New York
$3.73M -$419K -43,487 -10%
Bank of America
7
Bank of America
North Carolina
$3.49M -$1.01M -105,117 -22%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.39M +$283K +29,338 +9%
RJA
9
Raymond James & Associates
Florida
$3.1M -$96K -9,964 -3%
GC
10
Guggenheim Capital
Illinois
$2.65M -$175K -18,209 -6%
VKH
11
Virtu KCG Holdings
New York
$2.17M +$1.04M +108,248 +89%
BF
12
BOK Financial
Oklahoma
$2.02M -$163K -16,971 -7%
SG Americas Securities
13
SG Americas Securities
New York
$1.89M +$1.93M +200,291 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.76M -$196K -20,321 -10%
ACP
15
Aviance Capital Partners
Florida
$1.67M +$305K +31,700 +22%
Wells Fargo
16
Wells Fargo
California
$1.66M -$118K -12,242 -7%
YCM
17
Yakira Capital Management
Connecticut
$1.65M +$1.68M +174,690 New
WPC
18
Waters Parkerson & Co
Louisiana
$1.56M -$88K -9,140 -5%
CA
19
Cetera Advisors
Colorado
$1.31M -$120K -12,484 -8%
NCM
20
Noesis Capital Mangement
Florida
$1.17M -$17.4K -1,805 -1%
BA
21
Bennicas & Associates
California
$1.12M -$82.6K -8,572 -7%
CBB
22
Citizens Business Bank
California
$1.09M +$8.92K +926 +0.8%
HRC
23
Hoertkorn Richard Charles
$1.06M +$1.09M +112,950 New
BTS
24
BB&T Securities
Virginia
$1.03M +$4.04K +419 +4%
SI
25
SII Investments
Wisconsin
$1M +$796K +82,611 +345%