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DNP Select Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
126
First Manhattan
New York
$10K – – –
MWP
127
MYCIO Wealth Partners
Pennsylvania
$10K – – –
SNT
128
Security National Trust
West Virginia
$10K – – –
TIM
129
Tortoise Investment Management
New York
$10K – – –
WEC
130
Winslow Evans & Crocker
Massachusetts
$7K – – –
DAM
131
Delta Asset Management
Tennessee
$6K – – –
CTC
132
Central Trust Company
Missouri
$6K +$951 +100 +20%
WAS
133
Winch Advisory Services
Wisconsin
$5K +$114 +12 +2%
MPWT
134
MassMutual Private Wealth & Trust
Connecticut
$4.8K +$4.56K +480 New
FANJ
135
Financial Architects (New Jersey)
New Jersey
$3K +$3.09K +325 New
AIM
136
Anchor Investment Management
South Carolina
$2.26K +$2.15K +226 New
HR
137
Howe & Rusling
New York
$1K – – –
TRCT
138
Tower Research Capital (TRC)
New York
$1K +$732 +77 New
SG Americas Securities
139
SG Americas Securities
New York
– -$1.13M -126,580 Closed
IA
140
IFP Advisors
Florida
– -$619K -69,106 Closed
NPC
141
National Planning Corporation
California
– -$522K -55,069 Closed
PL
142
Plancorp LLC
Missouri
– -$434K -48,490 Closed
Susquehanna International Group
143
Susquehanna International Group
Pennsylvania
– -$361K -40,258 Closed
YCM
144
Yakira Capital Management
Connecticut
– -$348K -38,868 Closed
SYBT
145
Stock Yards Bank & Trust
Kentucky
– -$193K -21,510 Closed
Cetera Investment Advisers
146
Cetera Investment Advisers
Illinois
– -$106K -11,853 Closed
RCAG
147
Rehmann Capital Advisory Group
Michigan
– -$106K -11,800 Closed
AIA
148
Allegis Investment Advisors
Idaho
– -$52K -5,750 Closed
NMIS
149
Northwestern Mutual Investment Services
Wisconsin
– -$49K -5,475 Closed
ACS
150
Archford Capital Strategies
Illinois
– -$32K -3,000 Closed