|
126
|
Boston Private Bank & Trust
Boston,
Massachusetts
|
$2K
|
–
|
–
|
–
|
|
|
127
|
Vantage Investment Advisors
State College,
Pennsylvania
|
$2K
|
+$2.41K
|
+250
|
New
|
|
|
128
|
LifePlan Financial Group
Dayton,
Ohio
|
$1K
|
–
|
–
|
–
|
|
|
129
|
SG Americas Securities
New York
|
–
|
-$1.89M
|
-200,291
|
Closed
|
|
|
130
|
|
–
|
-$218K
|
-23,166
|
Closed
|
|
|
131
|
Truist Financial
Charlotte,
North Carolina
|
–
|
-$190K
|
-20,210
|
Closed
|
|
|
132
|
HighTower Advisors
Chicago,
Illinois
|
–
|
-$127K
|
-13,520
|
Closed
|
|
|
133
|
First New York Securities
New York
|
–
|
-$113K
|
-12,017
|
Closed
|
|
|
134
|
Northern Capital Management (Wisconsin)
Madison,
Wisconsin
|
–
|
-$113K
|
-12,000
|
Closed
|
|
|
135
|
Homrich & Berg
Atlanta,
Georgia
|
–
|
-$112K
|
-11,895
|
Closed
|
|
|
136
|
Girard Partners
King Of Prussia,
Pennsylvania
|
–
|
-$100K
|
-10,631
|
Closed
|
|
|
137
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$46K
|
-4,877
|
Closed
|
|
|
138
|
Waverly Advisors
Birmingham,
Alabama
|
–
|
-$36K
|
-3,789
|
Closed
|
|
|
139
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$11K
|
-1,150
|
Closed
|
|
|
140
|
Aviance Capital Management
Sarasota,
Florida
|
–
|
-$9K
|
-1,000
|
Closed
|
|
|
141
|
Windsor Capital Management
Phoenix,
Arizona
|
–
|
-$9K
|
-1,000
|
Closed
|
|
|
142
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$9K
|
-924
|
Closed
|
|
|
143
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$2K
|
-240
|
Closed
|
|
|
144
|
Howe & Rusling
Rochester,
New York
|
–
|
+$482
|
+50
|
New
|
|
