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FT Vest US Equity Deep Buffer ETF November
DNOV

47 hedge funds and large institutions have $60.3M invested in FT Vest US Equity Deep Buffer ETF November in 2021 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

2% more funds holding

Funds holding: 46 → 47 (+1)

0.43% more ownership

Funds ownership: 60.51% → 60.95% (+0.43%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

2% less capital invested

Capital invested by funds: $61.5M → $60.3M (-$1.24M)

Holders
47
Holders Change
+1
Holders Change %
+2.17%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
13
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$2.41M
2
Citadel Advisors
Citadel Advisors
Florida
+$1.22M
3
HR
Hayden Royal
North Carolina
+$969K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$584K
5
1SB
1ST Source Bank
Indiana
+$540K

Top Sellers

1
AI
Atria Investments
North Carolina
-$8.74M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.37M
3
Wolverine Trading
Wolverine Trading
Illinois
-$831K
4
KAS
Kestra Advisory Services
Texas
-$736K
5
CCFM
Clear Creek Financial Management
Washington
-$678K
Name Holding Trade Value Shares
Change 		Change in
Stake
SCA
26
Sage Capital Advisors
South Dakota
$510K – – –
KWM
27
Kingsview Wealth Management
Oregon
$476K +$60.6K +1,803 +15%
LPT
28
Legacy Private Trust
Wisconsin
$464K +$63.4K +1,889 +16%
OMC
29
Old Mission Capital
Illinois
$447K +$441K +13,119 New
CAN
30
Cetera Advisor Networks
California
$424K -$121K -3,611 -23%
BRWM
31
B. Riley Wealth Management
Tennessee
$380K +$107K +3,182 +40%
NWS
32
Newport Wealth Strategies
California
$371K +$104K +3,090 +40%
PFGIA
33
Patriot Financial Group Insurance Agency
Massachusetts
$273K -$77.6K -2,310 -22%
WS
34
Wedbush Securities
California
$266K – – –
HighTower Advisors
35
HighTower Advisors
Illinois
$263K +$259K +7,706 New
BF
36
BOK Financial
Oklahoma
$245K – – –
SS
37
Sunbelt Securities
Texas
$230K – – –
VA
38
Valmark Advisers
Ohio
$230K – – –
OIA
39
OneDigital Investment Advisors
Kansas
$217K -$25.9K -770 -11%
DA
40
DCM Advisors
New York
$137K -$16.8K -500 -11%
AA
41
AlphaMark Advisors
Kentucky
$90K +$88.9K +2,647 New
CFGS
42
Concourse Financial Group Securities
Alabama
$78K +$36.3K +1,080 +90%
UBS Group
43
UBS Group
Switzerland
$76K +$74.6K +2,220 New
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$54K +$54.1K +1,612 New
TFS
45
TrustCore Financial Services
Tennessee
$23K – – –
CAAS
46
Capital Asset Advisory Services
Michigan
$21K – – –
IA
47
IFP Advisors
Florida
$12K – – –
Wolverine Trading
48
Wolverine Trading
Illinois
– -$831K -24,897 Closed
KAS
49
Kestra Advisory Services
Texas
– -$736K -22,041 Closed
CCFM
50
Clear Creek Financial Management
Washington
– -$678K -20,380 Closed
1
2
3

DNOV Hedge Fund Activity: Q1 2021 in Review

47 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Deep Buffer ETF November (DNOV) for Q1 2021, worth a combined $60.3M — down 2% from $61.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DNOV positions and 9 closed out — a net gain of 1 holder — while 13 added to existing stakes and 13 trimmed.

The largest buyer was Cetera Investment Advisers, adding an estimated $2.41M. The largest seller was Atria Investments, cutting an estimated $8.74M.

  • 47 institutional investors held FT Vest US Equity Deep Buffer ETF November (DNOV) as of Q1 2021, up from 46 in Q4 2020.
  • Funds reported $60.3M of FT Vest US Equity Deep Buffer ETF November stock for Q1 2021, down 2% quarter-over-quarter.
  • 10 funds opened new FT Vest US Equity Deep Buffer ETF November positions in Q1 2021 and 9 closed out, a net change of +1 holder.
  • The largest FT Vest US Equity Deep Buffer ETF November buyer in Q1 2021 was Cetera Investment Advisers, an estimated $2.41M added.
  • The largest FT Vest US Equity Deep Buffer ETF November seller in Q1 2021 was Atria Investments, an estimated $8.74M sold.

Based on aggregated 13F filings for Q1 2021.