|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$22M
|
+$408K
|
+56,770
|
+2%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$18.8M
|
+$1.23M
|
+171,550
|
+7%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$18M
|
+$3.06M
|
+426,622
|
+21%
|
|
|
4
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$11.5M
|
+$73.5K
|
+10,243
|
+0.6%
|
|
|
5
|
Almitas Capital
Santa Monica,
California
|
$7.77M
|
+$1.98M
|
+275,948
|
+34%
|
|
|
6
|
Pathstone Holdings
Englewood,
New Jersey
|
$2.37M
|
-$1.53M
|
-212,813
|
-40%
|
|
|
7
|
Logan Stone Capital
Chicago,
Illinois
|
$1.5M
|
+$635K
|
+88,473
|
+73%
|
|
|
8
|
Lido Advisors
Los Angeles,
California
|
$1.34M
|
-$26.6K
|
-3,700
|
-2%
|
|
|
9
|
1607 Capital Partners
Richmond,
Virginia
|
$1.06M
|
–
|
–
|
–
|
|
|
10
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.04M
|
-$225K
|
-31,353
|
-18%
|
|
|
11
|
Capital Investment Advisors
Atlanta,
Georgia
|
$1.03M
|
-$82.6K
|
-11,500
|
-7%
|
|
|
12
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$883K
|
–
|
–
|
–
|
|
|
13
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
$853K
|
+$134K
|
+18,700
|
+19%
|
|
|
14
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$750K
|
+$2.73K
|
+380
|
+0.4%
|
|
|
15
|
Bank of New York Mellon
New York
|
$746K
|
–
|
–
|
–
|
|
|
16
|
VanEck Associates
New York
|
$699K
|
-$190K
|
-26,450
|
-21%
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$661K
|
-$12.6K
|
-1,757
|
-2%
|
|
|
18
|
Rothschild Investment LLC
Chicago,
Illinois
|
$522K
|
–
|
–
|
–
|
|
|
19
|
Huntington National Bank
Columbus,
Ohio
|
$408K
|
–
|
–
|
–
|
|
|
20
|
Nuveen
Charlotte,
North Carolina
|
$393K
|
-$330K
|
-45,995
|
-46%
|
|
|
21
|
Melfa Wealth Management
Westborough,
Massachusetts
|
$342K
|
-$21.5K
|
-3,000
|
-6%
|
|
|
22
|
|
$301K
|
-$7.9K
|
-1,101
|
-3%
|
|
|
23
|
Gill Capital Partners
Denver,
Colorado
|
$169K
|
–
|
–
|
–
|
|
|
24
|
LPL Financial
San Diego,
California
|
$165K
|
-$337
|
-47
|
-0.2%
|
|
|
25
|
|
$163K
|
+$163K
|
+22,644
|
New
|
|
