DMB

BNY Mellon Municipal Bond Infrastructure Fund
DMB

Overview Fund Activity

25 hedge funds and large institutions have $19.7M invested in BNY Mellon Municipal Bond Infrastructure Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 2 closing their positions.

Holders
25
Holders Change
+12
Holders Change %
+92.31%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
7
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.75M
2
SIA
2
Sit Investment Associates
Minnesota
$3.19M
3
MIG
3
Mariner Investment Group
New York
$2.14M
4
RCM
4
Rivernorth Capital Management
Florida
$828K
5
FIMG
5
Financial & Investment Management Group
Michigan
$580K

Top Sellers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$21K
2
ICAS
2
Investors Capital Advisory Services
Massachusetts
$301K
3
PFO
3
Pathstone Family Office
New Jersey
$0
4
Citigroup
4
Citigroup
New York
$195K
5
Nomura Holdings
5
Nomura Holdings
Japan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.75M 748,784 +462,165 +161%
SIA
2
Sit Investment Associates
Minnesota
$3.19M 308,300 +308,300 New
MIG
3
Mariner Investment Group
New York
$2.14M 206,630 +206,630 New
FAAS
4
First Allied Advisory Services
California
$1.06M 102,500 +11,000 +12%
RCM
5
Rivernorth Capital Management
Florida
$828K 79,979 +79,979 New
FIMG
6
Financial & Investment Management Group
Michigan
$580K 56,000 +56,000 New
TCM
7
Tradewinds Capital Management
Washington
$548K 52,905 +52,905 New
U
8
UBS
Switzerland
$487K 47,100 +35,644 +311%
WAM
9
Wolverine Asset Management
Illinois
$410K 39,691 +39,691 New
Bank of America
10
Bank of America
North Carolina
$374K 36,113 +25,789 +250%
RJA
11
Raymond James & Associates
Florida
$323K 31,160 +31,160 New
ICAS
12
Investors Capital Advisory Services
Massachusetts
$301K 29,172 -11,440 -28%
MFS
13
MSI Financial Services
Massachusetts
$287K 27,742 +27,742 New
LPL Financial
14
LPL Financial
California
$273K 26,410 +26,410 New
KIM
15
Karpus Investment Management
New York
$252K 24,335 +24,335 New
Citigroup
16
Citigroup
New York
$195K 18,866 -645 -3%
VKH
17
Virtu KCG Holdings
New York
$176K 16,969 +16,969 New
PPA
18
Parametric Portfolio Associates
Washington
$149K 14,420 +14,420 New
VanEck Associates
19
VanEck Associates
New York
$139K 13,429 +898 +7%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$138K 13,334 – –
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$66K 6,401 +2,600 +68%
DADC
22
D.A. Davidson & Co
Montana
$46K 4,500 +4,500 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$21K 2,000 -18,225 -90%
TRCT
24
Tower Research Capital (TRC)
New York
$12K 1,200 +800 +200%
PFO
25
Pathstone Family Office
New Jersey
– – -2,000 Closed
1
2