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iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036

Name Holding Trade Value Shares
Change
Change in
Stake
CA
151
Crewe Advisors
Utah
$5K – – –
Bank of America
152
Bank of America
North Carolina
$4K – – –
AA
153
AlphaMark Advisors
Kentucky
$3K – – –
WT
154
Whittier Trust
California
$3K – – –
SEI Investments
155
SEI Investments
Pennsylvania
$2K -$7.56K -324 -79%
NWM
156
Northwest Wealth Management
Iowa
$2K – – –
SWA
157
Sutton Wealth Advisors
Florida
$1.59K – – –
Northwestern Mutual Wealth Management
158
Northwestern Mutual Wealth Management
Wisconsin
$1K -$12.7K -544 -96%
GWM
159
Geneos Wealth Management
Colorado
$1K -$117 -5 -8%
TAIM
160
TD Ameritrade Investment Management
Nebraska
$1K +$653 +28 New
PCG
161
Private Capital Group
Connecticut
$1K +$1.35K +58 New
NFG
162
Next Financial Group
Texas
$1K +$1.4K +60 New
UCFA
163
United Capital Financial Advisors
Texas
– -$39.7M -1,630,789 Closed
BPB
164
Badgley, Phelps & Bell
Washington
– -$5.4M -221,665 Closed
SG Americas Securities
165
SG Americas Securities
New York
– -$4.73M -194,244 Closed
GCA
166
Greenwood Capital Associates
South Carolina
– -$3.66M -150,418 Closed
Commonwealth Equity Services
167
Commonwealth Equity Services
Massachusetts
– -$2.66M -109,091 Closed
OC
168
Oppenheimer & Co
New York
– -$708K -29,062 Closed
Thrivent Financial for Lutherans
169
Thrivent Financial for Lutherans
Minnesota
– -$398K -16,332 Closed
HMC
170
Higher Moment Capital
Massachusetts
– -$365K -15,000 Closed
JFA
171
JNBA Financial Advisors
Minnesota
– -$213K -8,732 Closed
Wolverine Trading
172
Wolverine Trading
Illinois
– -$204K -8,383 Closed
Zurich Cantonal Bank
173
Zurich Cantonal Bank
Switzerland
– -$102K -4,200 Closed
WAP
174
Wealthcare Advisory Partners
Pennsylvania
– -$5K -200 Closed
BlackRock
175
BlackRock
New York
– -$3K -136 Closed