Higher Moment Capital’s iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 DJP Stock Holding History

Higher Moment Capital’s Portfolio DJP Stock Details DJP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-15,000	Closed	-$365K	–	7
2018 Q2	$365K	Buy	+15,000	New	+$373K	0.55%	5
2018 Q1	–	Sell	-17,500	Closed	-$427K	–	7
2017 Q4	$427K	Buy	+17,500	New	+$414K	0.41%	9

Other funds holding DJP

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Evensky & Katz Coral Gables, Florida $1.76B AUM 18.21% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

McCutchen Group Seattle, Washington $464M AUM 22.73% 1-Year Est. Return

FDx Advisors Chicago, Illinois $313M AUM 18.92% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

WPW

Waldron Private Wealth Bridgeville, Pennsylvania $2.56B AUM 17.72% 1-Year Est. Return

Higher Moment Capital's DJP Position: Q3 2018 in Review

Higher Moment Capital sold out of iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 (DJP) in Q3 2018, closing a stake of 15,000 shares — an estimated $365K sold.

Higher Moment Capital first reported a position in DJP in Q4 2017 and held it in 2 quarters. The position peaked at $427K in Q4 2017. 160 funds tracked by Wall St. Rank hold DJP as of Q3 2018.

Higher Moment Capital reported no remaining iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 position as of Q3 2018 after selling out during the quarter.
Higher Moment Capital sold 15,000 iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 shares in Q3 2018, an estimated $365K.
Higher Moment Capital first reported a position in iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q4 2017 and held it in 2 quarters.
Higher Moment Capital's iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 position peaked at $427K in Q4 2017.
160 funds tracked by Wall St. Rank held iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 as of Q3 2018.

Based on Higher Moment Capital's 13F filing for Q3 2018, filed 9 Nov 2018.