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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

Name Holding Trade Value Shares
Change 		Change in
Stake
MFS
176
MSI Financial Services
Massachusetts
$562K +$566K +3,786 New
DS
177
DRW Securities
Illinois
$559K +$562K +3,764 New
FAAS
178
First Allied Advisory Services
California
$547K +$548K +3,667 New
RHBC
179
R.H. Bluestein & Co
Michigan
$529K +$532K +3,560 New
Macquarie Group
180
Macquarie Group
Australia
$528K +$531K +3,557 New
PA
181
Pinnacle Associates
New York
$523K +$526K +3,522 New
UR
182
USCA RIA
Texas
$491K +$493K +3,302 New
FANJ
183
Financial Architects (New Jersey)
New Jersey
$490K +$490K +3,281 New
MAA
184
Managed Account Advisors
New Jersey
$466K +$468K +3,134 New
GIA
185
GHP Investment Advisors
Colorado
$464K +$466K +3,123 New
GIM
186
Grassi Investment Management
California
$442K +$444K +2,975 New
Fifth Third Bancorp
187
Fifth Third Bancorp
Ohio
$437K +$439K +2,942 New
BCA
188
Benchmark Capital Advisors
New York
$431K +$433K +2,900 New
Mariner
189
Mariner
Kansas
$422K +$424K +2,840 New
RFC
190
Regions Financial Corp
Alabama
$420K +$423K +2,832 New
MCM
191
Maryland Capital Management
Maryland
$417K +$420K +2,810 New
EWM
192
Evercore Wealth Management
New York
$416K +$418K +2,800 New
FA
193
FMA Advisory
Pennsylvania
$411K +$413K +2,766 New
Natixis Advisors
194
Natixis Advisors
Massachusetts
$411K +$413K +2,767 New
JWBC
195
J.W. Burns & Co
New York
$408K +$410K +2,745 New
DY
196
Dowling & Yahnke
California
$402K +$404K +2,705 New
Invesco
197
Invesco
Georgia
$401K +$403K +2,700 New
NSAM
198
North Star Asset Management
Wisconsin
$401K +$403K +2,700 New
William Blair & Company
199
William Blair & Company
Illinois
$396K +$399K +2,669 New
CNB
200
City National Bank
Delaware
$374K +$376K +2,515 New
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