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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

Name Holding Trade Value Shares
Change 		Change in
Stake
ICAS
151
Investors Capital Advisory Services
Massachusetts
$776K +$781K +5,229 New
PIM
152
Penobscot Investment Management
Massachusetts
$771K +$775K +5,190 New
RIA
153
Regal Investment Advisors
Michigan
$770K +$773K +5,173 New
RC
154
Roundview Capital
New Jersey
$768K +$772K +5,168 New
GT
155
Glenmede Trust
Pennsylvania
$758K +$763K +5,105 New
OTF
156
Opus Trading Fund
New York
$743K +$747K +5,000 New
V
157
Veritable
Delaware
$740K +$744K +4,983 New
PFS
158
Prospera Financial Services
Texas
$721K +$721K +4,827 New
AMIM
159
Aull & Monroe Investment Management
Alabama
$721K +$724K +4,850 New
DSC
160
Duncker Streett & Co
Missouri
$716K +$720K +4,819 New
IH
161
IFC Holdings
Florida
$712K +$714K +4,778 New
VFS
162
VSR Financial Services
Kansas
$709K +$713K +4,776 New
CWM
163
Concert Wealth Management
California
$706K +$708K +4,739 New
CIP
164
Cornerstone Investment Partners
Georgia
$698K +$702K +4,700 New
BBHC
165
Brown Brothers Harriman & Co
New York
$691K +$695K +4,650 New
PI
166
Placemark Investments
Illinois
$689K +$694K +4,644 New
FHC
167
First Heartland Consultants
Missouri
$680K +$684K +4,578 New
QAM
168
QCI Asset Management
New York
$674K +$677K +4,535 New
UCFA
169
United Capital Financial Advisors
Texas
$653K +$656K +4,393 New
HCMNY
170
Howard Capital Management (New York)
New York
$645K +$648K +4,340 New
OA
171
Oxbow Advisors
Texas
$634K +$638K +4,271 New
SCM
172
SOL Capital Management
Maryland
$624K +$627K +4,200 New
CTC
173
Central Trust Company
Missouri
$605K +$609K +4,075 New
Envestnet Asset Management
174
Envestnet Asset Management
Illinois
$592K +$595K +3,984 New
OC
175
Oarsman Capital
Wisconsin
$578K +$582K +3,893 New
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