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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1501
Neumann Capital Management
California
– -$251K -542 Closed
CCM
1502
Cullen Capital Management
New York
– -$241K -520 Closed
AP
1503
Anchyra Partners
Georgia
– -$239K -515 Closed
GWP
1504
Gateway Wealth Partners
Wisconsin
– -$233K -502 Closed
GI
1505
GAMCO Investors
Connecticut
– -$232K -500 Closed
TFG
1506
Team Financial Group
California
– -$232K -500 Closed
3F
1507
360 Financial
Minnesota
– -$226K -487 Closed
GTWM
1508
Global Trust Wealth Management
Florida
– -$220K -476 Closed
TWM
1509
TRB Wealth Management
Texas
– -$215K -463 Closed
RAM
1510
Readystate Asset Management
Illinois
– -$209K -451 Closed
CWM
1511
Collaborative Wealth Management
Florida
– -$208K -448 Closed
RIS
1512
Richmond Investment Services
Wisconsin
– -$202K -437 Closed
LAS
1513
Lloyd Advisory Services
Georgia
– -$139K -300 Closed
PL
1514
Protective Life
Alabama
– -$128K -277 Closed
TPWA
1515
Twin Peaks Wealth Advisors
California
– -$108K -233 Closed
RF
1516
RetireMitten Financial
Michigan
– -$85.2K -184 Closed
LWMI
1517
Legacy Wealth Management (Idaho)
Idaho
– -$66.2K -143 Closed
PWMG
1518
Private Wealth Management Group
New Jersey
– -$46.3K -100 Closed
WPA
1519
Wealth Preservation Advisors
Tennessee
– -$46.3K -100 Closed
MIM
1520
Marshall Investment Management
Colorado
– -$36.6K -79 Closed
HIC
1521
Hamrick Investment Counsel
Washington
– -$32.5K -70 Closed
BA
1522
Ballast Advisors
Minnesota
– -$24.1K -52 Closed
QCG
1523
Quadrant Capital Group
Ohio
– -$20.4K -44 Closed
AGWCA
1524
Annis Gardner Whiting Capital Advisors
Florida
– -$4.18K -9 Closed
PEAK6
1525
PEAK6
Illinois
– -$2.15K -5 Closed
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