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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

Name Holding Trade Value Shares
Change 		Change in
Stake
FFS
976
Founders Financial Securities
Maryland
– -$772K -2,225 Closed
MCM
977
Moore Capital Management
New York
– -$676K -1,950 Closed
IC
978
Intersect Capital
California
– -$665K -1,917 Closed
RP
979
Rice Partnership
Hawaii
– -$637K -1,837 Closed
RWA
980
Redhawk Wealth Advisors
Minnesota
– -$581K -1,675 Closed
HWM
981
Howard Wealth Management
Connecticut
– -$566K -1,632 Closed
MWM
982
Modera Wealth Management
New Jersey
– -$556K -1,604 Closed
FSA
983
Financial Sense Advisors
California
– -$511K -1,472 Closed
CCS
984
Crosspoint Capital Strategies
California
– -$507K -1,463 Closed
KCM
985
Kanawha Capital Management
Virginia
– -$458K -1,322 Closed
HCM
986
Hengehold Capital Management
Ohio
– -$453K -1,307 Closed
TA
987
Tiedemann Advisors
New York
– -$436K -1,254 Closed
RL
988
Retireful LLC
Michigan
– -$410K -1,233 Closed
ATC
989
Argent Trust Co
Tennessee
– -$401K -1,156 Closed
SB
990
Sunflower Bank
Texas
– -$394K -1,136 Closed
JWM
991
JFG Wealth Management
Colorado
– -$364K -1,050 Closed
LGA
992
Lebenthal Global Advisors
New York
– -$358K -1,035 Closed
HH
993
Hilltop Holdings
Texas
– -$343K -988 Closed
LNWTC
994
Laird Norton Wetherby Trust Company
Washington
– -$338K -977 Closed
RIS
995
Retirement Income Solutions
Michigan
– -$336K -968 Closed
WA
996
Wealth Alliance
New York
– -$332K -957 Closed
GIM
997
Greenwich Investment Management
Connecticut
– -$329K -950 Closed
WWM
998
WJ Wealth Management
Arizona
– -$326K -944 Closed
CRI
999
Colonial River Investments
Virginia
– -$315K -909 Closed
OWM
1000
Orgel Wealth Management
Wisconsin
– -$277K -800 Closed
38 39
40
41 42