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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

Name Holding Trade Value Shares
Change 		Change in
Stake
JPLA
701
Joseph P. Lucia & Associates
New York
$5K – – –
TCM
702
Tradewinds Capital Management
Washington
$5K – – –
BHWM
703
Bay Harbor Wealth Management
Maryland
$5K +$1.06K +4 +19%
EAM
704
Eukles Asset Management
Ohio
$5K +$5.84K +22 New
SIM
705
Sonora Investment Management
Arizona
$4K -$1.33K -5 -21%
TL
706
TrueWealth LLC
Georgia
$4K – – –
FPFS
707
First Personal Financial Services
North Carolina
$4K +$5.31K +20 New
TFA
708
Toth Financial Advisory
Virginia
$4K +$5.31K +20 New
KFS
709
Kelly Financial Services
Massachusetts
$3.95K – – –
GFPC
710
Global Financial Private Capital
Florida
$3K – – –
HS
711
Horan Securities
United States
$3K +$3.19K +12 New
IRC
712
Investors Research Corp
Georgia
$3K +$3.19K +12 New
JFA
713
JNBA Financial Advisors
Minnesota
$2K – – –
ME
714
McIlrath & Eck
Washington
$2K – – –
TCOV
715
Trust Company of Vermont
Vermont
$2K – – –
TC
716
Truvestments Capital
Florida
$2K +$2.66K +10 New
GWMIA
717
Global Wealth Management Investment Advisory
Florida
$1K -$22K -83 -93%
LWM
718
Lenox Wealth Management
Ohio
$1K – – –
LPWM
719
Lake Point Wealth Management
Texas
$1K +$266 +1 +50%
AC
720
AlphaCore Capital
California
$1K +$797 +3 New
CM
721
Churchill Management
California
– -$389M -1,363,907 Closed
N
722
Natixis
France
– -$162M -567,674 Closed
LPC
723
Long Pond Capital
New York
– -$162M -566,899 Closed
RJFSA
724
Raymond James Financial Services Advisors
Florida
– -$64.8M -227,459 Closed
PFG
725
Piershale Financial Group
Illinois
– -$42.4M -148,573 Closed
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