|
1
|
Allianz Asset Management
Munich,
Germany
|
–
|
-$13.4M
|
-267,730
|
Closed
|
|
|
2
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$1.99M
|
-39,718
|
Closed
|
|
|
3
|
|
–
|
-$1.32M
|
-26,457
|
Closed
|
|
|
4
|
Virtu KCG Holdings
New York
|
–
|
-$872K
|
-17,419
|
Closed
|
|
|
5
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$592K
|
-11,823
|
Closed
|
|
|
6
|
|
–
|
-$530K
|
-10,587
|
Closed
|
|
|
7
|
IFC Holdings
Tampa,
Florida
|
–
|
-$429K
|
-8,544
|
Closed
|
|
|
8
|
LPL Financial
San Diego,
California
|
–
|
-$373K
|
-7,459
|
Closed
|
|
|
9
|
AE Wealth Management
Topeka,
Kansas
|
–
|
-$329K
|
-6,568
|
Closed
|
|
|
10
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$329K
|
-6,568
|
Closed
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$283K
|
-5,653
|
Closed
|
|
|
12
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$253K
|
-5,050
|
Closed
|
|
|
13
|
Fisher Asset Management
Camas,
Washington
|
–
|
-$251K
|
-5,013
|
Closed
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$217K
|
-4,336
|
Closed
|
|
|
15
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$212K
|
-4,221
|
Closed
|
|
|
16
|
IFP Advisors
Tampa,
Florida
|
–
|
-$100K
|
-2,006
|
Closed
|
|
|
17
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$88K
|
-1,758
|
Closed
|
|
|
18
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
–
|
-$65K
|
-1,303
|
Closed
|
|
|
19
|
UBS Group
Zurich,
Switzerland
|
–
|
-$29K
|
-579
|
Closed
|
|
|
20
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$12K
|
-233
|
Closed
|
|
