|
1
|
Wells Fargo
San Francisco,
California
|
$803K
|
-$75.1K
|
-5,207
|
-9%
|
|
|
2
|
New England Securities
New York
|
$485K
|
+$199K
|
+13,781
|
+69%
|
|
|
3
|
|
$339K
|
-$957K
|
-66,370
|
-74%
|
|
|
4
|
Partnervest Advisory Services
Santa Barbara,
California
|
$289K
|
+$291K
|
+20,165
|
New
|
|
|
5
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$159K
|
+$160K
|
+11,076
|
New
|
|
|
6
|
|
$140K
|
-$11.3K
|
-783
|
-7%
|
|
|
7
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$94K
|
–
|
–
|
–
|
|
|
8
|
Regal Investment Advisors
Kentwood,
Michigan
|
$50K
|
+$50.5K
|
+3,500
|
New
|
|
|
9
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$35K
|
-$39.9K
|
-2,765
|
-53%
|
|
|
10
|
Tower Research Capital (TRC)
New York
|
$4K
|
+$4.33K
|
+300
|
New
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$1K
|
-$41.8K
|
-2,900
|
-97%
|
|
|
12
|
|
–
|
-$1.44M
|
-91,949
|
Closed
|
|
|
13
|
|
–
|
-$774K
|
-49,543
|
Closed
|
|
|
14
|
BOK Financial
Tulsa,
Oklahoma
|
–
|
-$485K
|
-31,079
|
Closed
|
|
|
15
|
American International Group
New York
|
–
|
-$357K
|
-22,881
|
Closed
|
|
|
16
|
LPL Financial
San Diego,
California
|
–
|
-$340K
|
-21,759
|
Closed
|
|
|
17
|
Flow Traders U.S.
New York
|
–
|
-$66K
|
-4,200
|
Closed
|
|
|
18
|
|
–
|
-$16K
|
-1,048
|
Closed
|
|
