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DFSD

Dimensional Short-Duration Fixed Income ETF

137 hedge funds and large institutions have $470M invested in Dimensional Short-Duration Fixed Income ETF in 2022 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 46 increasing their positions, 26 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

743% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 7

225% more funds holding in top 10

Funds holding in top 10: 413 (+9)

77% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 26

59% more funds holding

Funds holding: 86137 (+51)

47% more capital invested

Capital invested by funds: $319M → $470M (+$151M)

3.43% less ownership

Funds ownership: 54.61%51.18% (-3.4%)

Holders
137
Holders Change
+51
Holders Change %
+59.3%
% of All Funds
2.2%
Holding in Top 10
13
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+225%
% of All Funds
0.21%
New
59
Increased
46
Reduced
26
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$55.8M -$786K -17,107 -1%
CPIG
2
Chicago Partners Investment Group
Illinois
$24.6M +$1.23M +26,782 +5%
TFA
3
Triad Financial Advisors
North Carolina
$22.4M -$4.11M -89,486 -16%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$20.3M +$123K +2,681 +0.6%
RA
5
RFG Advisory
Alabama
$16.7M +$16.5M +358,353 New
PAS
6
Park Avenue Securities
New York
$16.7M +$304K +6,614 +2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$15.8M -$1.36M -29,704 -8%
CA
8
Cetera Advisors
Colorado
$15.5M +$289K +6,302 +2%
GWWM
9
Great Waters Wealth Management
Minnesota
$15.2M +$15M +326,261 New
PFM
10
Phillips Financial Management
Indiana
$13.5M +$1.3M +28,297 +11%
RFP
11
RCS Financial Planning
Maryland
$13.3M +$13.2M +288,445 New
SIC
12
SJS Investment Consulting
Ohio
$13.1M -$1.61M -35,078 -11%
AF
13
Allworth Financial
California
$11.5M -$14.8M -322,550 -56%
RIP
14
RAM Investment Partners
Washington
$10.1M +$10.1M +219,804 New
TWM
15
Tanager Wealth Management
United Kingdom
$9.97M +$4.2M +91,345 +73%
RK
16
Rather & Kittrell
Tennessee
$8.82M +$7.87M +171,383 +861%
AFS
17
Annapolis Financial Services
Maryland
$8.28M +$3.7M +80,652 +81%
RWM
18
Rockwood Wealth Management
Pennsylvania
$8.06M +$1.56M +34,002 +24%
OFA
19
Onyx Financial Advisors
Idaho
$7.01M +$6.99M +152,107 New
CIAS
20
CFS Investment Advisory Services
New Jersey
$6.77M -$105M -2,279,796 -94%
GLLW
21
Graves Light Lenhart Wealth
Virginia
$6.51M +$6.48M +141,140 New
KA
22
Kooman & Associates
Pennsylvania
$6.42M +$6.4M +139,393 New
LFGO
23
Legacy Financial Group (Oklahoma)
Oklahoma
$6.27M +$6.25M +135,992 New
THL
24
Tillman Hartley LLC
Colorado
$5.78M +$5.76M +125,370 New
SC
25
Savant Capital
Illinois
$5.05M +$6.6M +143,813 New

DFSD Hedge Fund Activity: Q4 2022 in Review

137 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Dimensional Short-Duration Fixed Income ETF (DFSD) for Q4 2022, worth a combined $470M — up 47% from $319M a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new DFSD positions and 7 closed out — a net gain of 52 holders — while 46 added to existing stakes and 26 trimmed.

The largest buyer was RFG Advisory, opening a new position worth an estimated $16.5M. The largest seller was CFS Investment Advisory Services, cutting an estimated $105M.

  • 137 institutional investors held Dimensional Short-Duration Fixed Income ETF (DFSD) as of Q4 2022, up from 86 in Q3 2022.
  • Funds reported $470M of Dimensional Short-Duration Fixed Income ETF stock for Q4 2022, up 47% quarter-over-quarter.
  • 59 funds opened new Dimensional Short-Duration Fixed Income ETF positions in Q4 2022 and 7 closed out, a net change of +52 holders.
  • The largest Dimensional Short-Duration Fixed Income ETF buyer in Q4 2022 was RFG Advisory, an estimated $16.5M added.
  • The largest Dimensional Short-Duration Fixed Income ETF seller in Q4 2022 was CFS Investment Advisory Services, an estimated $105M sold.

Based on aggregated 13F filings for Q4 2022.